PH
Peter J. Hynes
VERITY ASSET MANAGEMENT
RALEIGH, NC
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CRD#: 4282914
PH
Professional summary
Peter James Hynes, CFP® is a registered financial advisor currently at VERITY ASSET MANAGEMENT located in Raleigh, North Carolina.
Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Peter has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Verity Financial Group, Inc.; Not investment-related; Durham, NC; Insurance agency; Agent; Independent Contractor; 07/2009; 1 hour per month; 1 during market hours; Insurance and annuity products. 2) OFFER LONG TERM CARE INSURANCE THROUGH VARIOUS CARRIERS, 11/2013, DEVOTE APPROXIMATELY 1 HOUR PER MONTH TO THIS ACTIVITY. 3) SENTINEL PRIMARY CARE (TAX EXEMPT), DURHAM NC, NON-INVESTMENT RELATED,NON-COMPENSATED BOARD MEMBER,3/2016,1-2 HOURS PER MONTH DURING TRADING HOURS,ADVISE IN A NON-FIDUCIARY CAPACITY ON OVERALL MISSION OF THE PRACTICE. 4) Verity Asset Management; Investment-related; Raleigh, NC; Registered investment adviser; Contractor; Investment advisor representative; 07/2011; 160 hours per month; 160 during market hours; Offers investment advisory services. 5) Trusty Handyman, LLC.; Not investment-related; Raleigh, NC; Handyman services; Owner; Manager; 05/2022; 20 hours per month; 20 during market hours; Conduct handyman services. 6) Trusty Tree Care, LLC; Not investment-related; Raleigh, NC; Tree services; Owner; Owner; 09/2023; 20 hours per month; 20 during market hours; Tree Services: Removal, Trimming, Consultation.
CRS (Client Relationship Summary) - RIA
Click below to view Peter James Hynes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
July 29, 2011 - Present
VERITY ASSET MANAGEMENT
RIA
CRD#: 158667
RALEIGH, NC
Past
July 9, 2009 - July 29, 2011
VERITY INVESTMENTS, INC.
RIA
CRD#: 41527
RALEIGH, NC
Past
July 9, 2009 - October 17, 2025
VERITY INVESTMENTS, INC.
BD
CRD#: 41527
DURHAM, NC
Past
January 29, 2003 - July 20, 2009
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
GREENSBORO, NC
Past
October 30, 2000 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
BD
CRD#: 5081
HOUSTON, TX
Past
October 30, 2000 - July 20, 2009
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
GREENSBORO, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VERITY ASSET MANAGEMENT
ENCOMPASS MORE | VERITY ASSET MANAGEMENT, INC. | VERITY ASSET MANAGEMENT
CRD#: 158667 / SEC#: 801-66730
RIA
Registered Investment Advisory firm - (5/26/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(7/29/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
VA
VERITY ASSET MANAGEMENT
ENCOMPASS MORE | VERITY ASSET MANAGEMENT, INC. | VERITY ASSET MANAGEMENT
CRD#: 158667 / SEC#: 801-66730
RIA
Registered Investment Advisory firm - (5/26/2006 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
280 S Mangum St Ste 550, Durham, NC 27701-3676
Mailing Address
Phone number
(919) 490-6717
Established
Firm type
Fiscal year end
# of Employees
67
SEC notice filing (35 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 7,199 |
| AUM (Assets Under Management) | $ 1,041,329,944 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
