Gordy T. Rogers

TARGET ROCK WEALTH MANAGEMENT

NEW YORK, NY 10022

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CRD#: 4282408

Professional summary

Gordy Turner Rogers is a registered financial advisor currently at TARGET ROCK WEALTH MANAGEMENT, LLC located in New York, New York.

Gordy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Gordy has worked at 3 firms and has passed the Series 65, Series 63, Series 55 and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gordy Turner Rogers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 13, 2025 - Present

TARGET ROCK WEALTH MANAGEMENT, LLC

Office #1: 445 Park Avenue Floor 9, New York, NY 10022

RIA

CRD#: 312279

NEW YORK, NY

Past

October 20, 2003 - December 19, 2003

LIGHTSPEED PROFESSIONAL TRADING LLC

CRD#: 39293

NEW YORK, NY

Past

November 7, 2000 - May 17, 2002

TAFFERER TRADING, LLC

CRD#: 36816

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TARGET ROCK WEALTH MANAGEMENT, LLC

CRD#: 312279 / SEC#: 801-130008

RIA

Registered Investment Advisory firm - (4/25/2024 Approved)

New Jersey

Registered Investment Advisory firm - (4/29/2024 Terminated)

New York

Registered Investment Advisory firm - (4/26/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(5/13/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/7/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/16/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 55

Date: 12/19/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 11/6/2000

General Securities Representative Examination

Current Firm

TARGET ROCK WEALTH MANAGEMENT, LLC

CRD#: 312279 / SEC#: 801-130008

RIA

Registered Investment Advisory firm - (4/25/2024 Approved)

New Jersey

Registered Investment Advisory firm - (4/29/2024 Terminated)

New York

Registered Investment Advisory firm - (4/26/2024 Terminated)

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Contact information

Main Address

445 Park Avenue Floor 9, New York, NY 10022

Mailing Address

Phone number

(914) 580-4530

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (2/3/2026)

Regulatory assets under management

Total Number of Accounts	261
AUM (Assets Under Management)	$ 60,834,941

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gordy T. Rogers

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gordy Turner Rogers's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIGHTSPEED PROFESSIONAL TRADING LLC

TAFFERER TRADING, LLC

Primary Firm SEC Registration

TARGET ROCK WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/7/2025

Series 63

Date: 11/16/2000

Series 55

Date: 12/19/2000

Series 7

Date: 11/6/2000

Current Firm

TARGET ROCK WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TARGET ROCK WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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