Matthew R. Segal

PLATFORM TECHNOLOGY PARTNERS

NEW YORK, NY 10017

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CRD#: 4282318

Professional summary

Matthew Ryan Segal is a registered financial advisor currently at PLATFORM TECHNOLOGY PARTNERS located in New York, New York and SPIRE SECURITIES, LLC located in Woodbury, New York.

Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Matthew has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

IAR of Northeast Private Wealth Management, an unaffiliated RIA. Operational duties only. Investment related, full time during business hours. Start date Nov 2019. DBA: NEPWM - branding purposes for Spire related activities. OBA approved Insurance related activities - Life Insurance and Health Insurance - Since 2019. Property and Casualty insurance sales; 06/17/2024; agent; 1-2 hours/month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Ryan Segal's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 30, 2021 - Present

PLATFORM TECHNOLOGY PARTNERS

Office #1: 475 Fifth Ave Suite 1501, New York, NY 10017

RIA

CRD#: 305602

NEW YORK, NY

Current

November 8, 2019 - Present

SPIRE SECURITIES, LLC

Office #1: 135 Crossways Park Drive Suite 404, Woodbury, NY 11797

CRD#: 144131

Woodbury, NY

Past

May 14, 2010 - November 13, 2019

MORGAN STANLEY

RIA

CRD#: 149777

GARDEN CITY, NY

Past

May 14, 2010 - November 13, 2019

MORGAN STANLEY

CRD#: 149777

GARDEN CITY, NY

Past

October 20, 2006 - May 20, 2010

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

UNIONDALE, NY

Past

October 20, 2006 - May 20, 2010

UBS FINANCIAL SERVICES INC.

CRD#: 8174

UNIONDALE, NY

Past

January 3, 2006 - October 24, 2006

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

GARDEN CITY, NY

Past

April 8, 2004 - October 24, 2006

MORGAN STANLEY DW INC.

CRD#: 7556

GARDEN CITY, NY

Past

October 7, 2002 - April 23, 2004

RYAN BECK & CO.

CRD#: 3248

FLORHAM PARK, NJ

Past

October 19, 2001 - January 15, 2002

SANDGRAIN SECURITIES LLC

CRD#: 26004

GARDEN CITY, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PLATFORM TECHNOLOGY PARTNERS

NORTHEAST PRIVATE WEALTH MANAGEMENT | PLATFORM TECHNOLOGY PARTNERS LLC | PLATFORM TECHNOLOGY PARTNERS

CRD#: 305602 / SEC#: 801-117439

RIA

Registered Investment Advisory firm - (10/7/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(11/8/2019)

Florida
(11/8/2019)

New Jersey
(1/22/2020)

New York
(11/8/2019)

IAR

New York
(8/30/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/9/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/30/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 9/13/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/18/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PLATFORM TECHNOLOGY PARTNERS

NORTHEAST PRIVATE WEALTH MANAGEMENT | PLATFORM TECHNOLOGY PARTNERS LLC | PLATFORM TECHNOLOGY PARTNERS

CRD#: 305602 / SEC#: 801-117439

RIA

Registered Investment Advisory firm - (10/7/2019 Approved)

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Contact information

Main Address

475 Fifth Ave Suite 1501, New York, NY 10017

Mailing Address

Phone number

(212) 444-2362

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PLATFORM TECHNOLOGY PARTNERS FIRM BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,939
AUM (Assets Under Management)	$ 1,090,849,298

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew R. Segal

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Ryan Segal's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPIRE SECURITIES, LLC

MORGAN STANLEY

MORGAN STANLEY

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

RYAN BECK & CO.

SANDGRAIN SECURITIES LLC

Primary Firm SEC Registration

PLATFORM TECHNOLOGY PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 7/9/2004

Series 63

Date: 12/30/2002

SIE

Date: 10/1/2018

Series 31

Date: 9/13/2004

Series 7

Date: 10/18/2001

FINRA

Current Firm

PLATFORM TECHNOLOGY PARTNERS

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PLATFORM TECHNOLOGY PARTNERS

TRUST BUT VERIFY

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