Pamela C. Schultz
Professional summary
Pamela Clayton Schultz, who also goes by Pamela Alison Clayton, Pamela Schultz, is a registered financial professional currently at MACQUARIE CAPITAL (USA) INC. located in New York, New York.
Pamela is registered as a RR (Registered Representative) and started their career in finance in 2001. Pamela has worked at 8 firms and has passed the Series 63, SIE, Series 16 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Pamela Clayton Schultz's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 13, 2021 - Present
MACQUARIE CAPITAL (USA) INC.
Office #1: 660 5th Ave, New York, NY 10103July 2, 2020 - October 19, 2020
MACQUARIE CAPITAL (USA) INC.
February 21, 2017 - August 30, 2019
DEUTSCHE BANK SECURITIES INC.
April 4, 2016 - February 3, 2017
CANTOR FITZGERALD & CO.
December 18, 2015 - April 5, 2016
BREAN CAPITAL, LLC
February 9, 2011 - March 9, 2015
MACQUARIE CAPITAL (USA) INC.
December 15, 2010 - February 8, 2011
THINKEQUITY LLC
October 24, 2007 - November 19, 2010
GOLDMAN SACHS & CO. LLC
February 23, 2006 - February 26, 2007
NATIXIS SECURITIES AMERICAS LLC
February 5, 2003 - March 14, 2005
CITIGROUP GLOBAL MARKETS INC.
March 14, 2001 - February 19, 2002
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/13/2021)
(1/13/2021)
Exams
FINRA
Current Firm
MACQUARIE CAPITAL (USA) INC.
CRD#: 36368 / SEC#: , 8-47198
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MACQUARIE HOLDINGS (USA) INC. | SHAREHOLDER | |
| BACHTELER, TOBIAS | CO-CHIEF EXECUTIVE OFFICER | 4945558 |
| CHAN, PAULINA M | CHIEF COMPLIANCE OFFICER | 3211559 |
| CONAHAN, JAMES S | CHIEF FINANCIAL OFFICER/FINOP | 2538695 |
| DE FREITAS, CARLOS A | CHIEF OPERATING OFFICER | 4812920 |
| FULTON, JANEEN KAY | AML OFFICER | 3066508 |
| VALENTINE, ROBERT GEOFFREY | DIRECTOR | 5633577 |
| VUOLO, JEREMY MURPHY | CO-CHIEF EXECUTIVE OFFICER | 2798378 |
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
Red Flags
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