Kelly Lumbert

GLOBAL VIEW CAPITAL MANAGEMENT LLC

HOUSTON, TX

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CRD#: 4281888

Professional summary

Kelly Lumbert, who also goes by Kelly Durham, is a registered financial advisor currently at GLOBAL VIEW CAPITAL MANAGEMENT LLC located in Houston, Texas.

Kelly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Kelly has worked at 9 firms and has passed the Series 66, Series 79TO, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kelly Durham

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[1] KELLY DURHAM-SELF EMPLOYED; NOT INVESTMENT RELATED; ADDRESS: 18014 WIDCOME DRIVE, HOUSTON, TX 77084; NATURE: EQUESTRIAN; POSITION: OWNER; STARTED: JANUARY 2020; APPROX. 10 HRS/MONTH; APPROX. ZERO HRS/MO DURING TRADING HOURS; RESPONSIBILITIES: HORSE RELATED RESPONSIBILITIES AND RIDING. [2] EXPERIOR FINANCIAL GROUP, INC.; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: 300 AIRBORNE PARKWAY, SUITE 208, CHEEKTOWAGO, NY 14225; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: 04.01.2025; APPROX. 80 HRS/MONTH DURING TRADING HOURS; APPROX. 80 HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKET, EDUCATE AND SELL LIFE PRODUCTS INCLUDING FIXED AND INDEXED ANNUITIES FOR MULTIPLE PROVIDER COMPANIES AND SERVICE CLIENTS. [3] GLOBAL VIEW CAPITAL ADVISORS, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL MANAGEMENT, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: MARKETING FIRM FOR INSURANCE AND ADVISORY SERVICES; POSITION: INDEPENDENT CONTRACTOR; AFFILIATION DATE: 04.02.2025; APPROX. 80 ADVISORY HRS DURING TRADING HOURS; APPROX. 80 ADVISORY HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF GVCM ADVISORY SERVICES AND GVCI. GVCI HOURS LISTED SEPARTELY, IF APPLICABLE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelly Lumbert's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 5, 2025 - Present

GLOBAL VIEW CAPITAL MANAGEMENT LLC

RIA

CRD#: 158292

HOUSTON, TX

Past

March 7, 2023 - April 6, 2023

GENEOS WEALTH MANAGEMENT, INC.

RIA

CRD#: 120894

Houston, TX

Past

March 7, 2023 - April 6, 2023

GENEOS WEALTH MANAGEMENT, INC.

CRD#: 120894

Houston, TX

Past

January 6, 2021 - January 14, 2022

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

HOUSTON, TX

Past

January 4, 2021 - January 14, 2022

RBC CAPITAL MARKETS, LLC

CRD#: 31194

HOUSTON, TX

Past

January 2, 2015 - June 18, 2020

CALTON & ASSOCIATES, INC.

CRD#: 20999

Houston, TX

Past

August 1, 2012 - April 16, 2020

TRI-STAR ADVISORS, INC.

RIA

CRD#: 149760

HOUSTON, TX

Past

August 6, 2009 - December 31, 2014

TRI-STAR FINANCIAL

CRD#: 32458

HOUSTON, TX

Past

December 15, 2008 - August 4, 2009

OSAIC WEALTH, INC.

CRD#: 23131

BELLAIRE, TX

Past

April 2, 2007 - July 25, 2007

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

SACRAMENTO, CA

Past

April 2, 2007 - July 25, 2007

MORGAN STANLEY & CO. LLC

CRD#: 8209

SACRAMENTO, CA

Past

September 21, 2004 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

SACRAMENTO, CA

Past

April 7, 2004 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

SACRAMENTO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GLOBAL VIEW CAPITAL MANAGEMENT LLC

GLOBAL CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT LLC

CRD#: 158292 / SEC#: 801-72887

RIA

Registered Investment Advisory firm - (12/8/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/9/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 6/20/2006

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/5/2004

General Securities Representative Examination

Current Firm

GLOBAL VIEW CAPITAL MANAGEMENT LLC

GLOBAL CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT LLC

CRD#: 158292 / SEC#: 801-72887

RIA

Registered Investment Advisory firm - (12/8/2011 Approved)

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Contact information

Main Address

N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188

Mailing Address

Phone number

(262) 650-1030

Established

Firm type

Fiscal year end

# of Employees

102

SEC notice filing (36 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GLOBAL VIEW CAPITAL MANAGEMENT PERSONALIZED ASSET MANAGEMENT WRAP FEE BROCHURE (3/13/2025)

GLOBAL VIEW CAPITAL MANAGEMENT DISCLOSURE BROCHURE (3/13/2025)

Regulatory assets under management

Total Number of Accounts	7,570
AUM (Assets Under Management)	$ 707,976,833

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kelly Lumbert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelly Lumbert's CRS (Customer Relationship Summary).

Certified licenses

Experience

GENEOS WEALTH MANAGEMENT, INC.

GENEOS WEALTH MANAGEMENT, INC.

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

CALTON & ASSOCIATES, INC.

TRI-STAR ADVISORS, INC.

TRI-STAR FINANCIAL

OSAIC WEALTH, INC.

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

GLOBAL VIEW CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/9/2004

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 31

Date: 6/20/2006

Series 7

Date: 4/5/2004

Current Firm

GLOBAL VIEW CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (36 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GLOBAL VIEW CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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