SL
Shelley L. Lindsey
KESTRA PRIVATE WEALTH SERVICES
Scottsdale, AZ 85258
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CRD#: 4281800
SL
Professional summary
Shelley Lynne Lindsey, who also goes by Shelley L Cesena, Shelley Levin, Shelley Lynne Milligan, is a registered financial advisor currently at KESTRA PRIVATE WEALTH SERVICES, LLC located in Scottsdale, Arizona and KESTRA INVESTMENT SERVICES, LLC located in Scottsdale, Arizona.
Shelley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Shelley has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Shelley L Cesena | Shelley Levin | Shelley Lynne Milligan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: KINGDOM PRIVATE WEALTH POSITION: Senior Registered Client Manager NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/19/2025 ADDRESS: 8800 N Gainey Center Dr, Suite 260, Scottsdale AZ 85258, United States DESCRIPTION: Operations and client support.
CRS (Client Relationship Summary) - RIA
Click below to view Shelley Lynne Lindsey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 5, 2025 - Present
KESTRA PRIVATE WEALTH SERVICES, LLC
Office #1: 8800 N Gainey Center Dr Suite 260, Scottsdale, AZ 85258Office #2: 5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735RIA
CRD#: 155193
Scottsdale, AZ
Current
June 5, 2025 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 8800 N Gainey Center Drive Ste 260, Scottsdale, AZ 85258BD
CRD#: 42046
Scottsdale, AZ
Past
November 21, 2016 - June 17, 2025
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
SCOTTSDALE, AZ
Past
March 20, 2014 - June 17, 2025
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
SCOTTSDALE, AZ
Past
April 5, 2010 - February 28, 2014
FFEC WEALTH PARTNERS LLC
BD
CRD#: 16507
SURPRISE, AZ
Past
October 5, 2009 - December 31, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
SUN CITY, AZ
Past
October 5, 2009 - April 6, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
SUN CITY, AZ
Past
July 3, 2008 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
RIA
CRD#: 5979
SUN CITY, AZ
Past
April 28, 2008 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
SUN CITY, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
Registered Investment Advisory firm - (11/22/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/6/2025)
IAR
Arizona(6/10/2025)
RR
Arkansas(6/5/2025)
RR
California(6/5/2025)
RR
Colorado(6/5/2025)
RR
Connecticut(6/5/2025)
RR
Florida(6/5/2025)
RR
Georgia(6/6/2025)
RR
Illinois(6/10/2025)
RR
Iowa(6/5/2025)
RR
Maine(6/5/2025)
RR
Maryland(6/5/2025)
RR
Massachusetts(6/18/2025)
RR
Michigan(6/5/2025)
RR
Minnesota(6/18/2025)
RR
Nebraska(6/5/2025)
RR
Nevada(6/5/2025)
RR
New York(6/5/2025)
RR
Ohio(6/5/2025)
RR
Oklahoma(6/5/2025)
RR
Oregon(6/5/2025)
RR
Texas(6/5/2025)
IAR
Texas(6/5/2025)
RR
Vermont(6/5/2025)
RR
Washington(6/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
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Contact information
Main Address
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
198
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 27,816 |
| AUM (Assets Under Management) | $ 10,210,576,595 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
