Alex Berg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alex Berg was a registered financial professional .
Alex is a previously registered financial professional and started their career in finance in 2000. Alex had worked at 5 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2003 - May 8, 2003
BENCHMARK SECURITIES GROUP, INC.
November 27, 2002 - January 8, 2003
MAXIM GROUP LLC
January 17, 2002 - April 14, 2004
THOMAS FLETCHER & COMPANY, INC.
September 12, 2001 - December 6, 2001
ORION TRADING, LLC
February 6, 2001 - September 4, 2001
WORLDCO, L.L.C.
November 20, 2000 - January 23, 2001
WORLDCO, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/7/2001
Limited Representative-Equity Trader ExamCurrent Firm
BENCHMARK SECURITIES GROUP, INC.
CRD#: 103760 / SEC#: , 8-52242
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BENCHMARK GLOBAL CAPITAL GROUP,INC. | SHAREHOLDER | |
| GODWIN, STEVEN ONEAL | INTERIM CEO FINOP | 1687269 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
