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Steven Oneal Godwin

CRD# 1687269·Registered 1987 - 2013
Previously Registered: Being a previously registered professional could mean that Steven is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Steven Oneal Godwin was a registered financial advisor. Steven was a previously registered financial professional and started their career in finance 1987 - 2013. Steven had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 53, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

OAK HILLS SECURITIES, INC.·CRD# 145579
BD
Oklahoma City, OK
March 19, 2008 - August 19, 2013
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Oklahoma City, OK
December 16, 2005 - December 1, 2007
BENCHMARK SECURITIES GROUP, INC.·CRD# 103760
BD
Oklahoma City, OK
September 15, 2000 - December 16, 2003
1ST GLOBAL CAPITAL CORP.·CRD# 30349
BD
Dallas, TX
March 25, 1997 - October 12, 2000
GEARY SECURITIES, INC.·CRD# 38182
BD
Oklahoma City, OK
June 21, 1995 - June 11, 1996
1ST GLOBAL CAPITAL CORP.·CRD# 30349
BD
Dallas, TX
January 13, 1994 - December 31, 1994
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Dallas, TX
June 26, 1987 - December 31, 1992

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Current Firm

OH
OAK HILLS SECURITIES, INC.

OAK HILLS SECURITIES, INC.

CRD#: 145579 / SEC#: 8-67740
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Contact Information

Main Address

121 Ne 50th, Oklahoma City, OK 73105

Mailing Address

121 Ne 50th, Oklahoma City, OK 73105

Phone Number

(405) 286-9755

Established

Oklahoma since 08/29/2007

Firm Type

Corporation

Fiscal Year End

September

Firm Size

Small

FINRA licenses (12 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DILLINGHAM, DONALD LEEPRESIDENT/CEO1310888
DILLINGHAM, DONALD LEEPRINCIPAL FINANCIAL OFFICER1310888
DILLINGHAM, DONALD LEEPRINCIPAL OPERATIONS OFFICER1310888
DILLINGHAM, DONALD LEEFINOP1310888
MEGENITY, BRIAN MCDONALDCHIEF COMPLIANCE OFFICER2889637

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2000About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1987About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 1987About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Nov 2001About the Series 53 exam

Series 27 — Financial and Operations Principal Examination

Passed Sep 1998About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Sep 1987About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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