SL
Shattuck F. Lamm
KEYSTONE PRIVATE WEALTH
PANAMA CITY BEACH, FL
Some features on this profile are disabled
CRD#: 4281570
SL
Professional summary
Shattuck Franklin Lamm, who also goes by Shad Lamm, Shattuck F Lamm, is a registered financial advisor currently at KEYSTONE PRIVATE WEALTH located in Panama City Beach, Florida and PURSHE KAPLAN STERLING INVESTMENTS located in Panama City Beach, Florida.
Shattuck is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Shattuck has worked at 7 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Shad Lamm | Shattuck F Lamm
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Keystone Wealth Services DBA Keystone Private Wealth; Investment Related; See Office of Employment Address; Investment Advisory RIA; Senior Financial Advisor, Partner Owner; Start - 05/2019; 100 Hrs/Mth; 70 During Trading Hours; Financial Advisor & Fiduciary For The RIA. Provide Investment Advise & Financial Planning For High Net Worth Clients 2. Cornerstone Wealth Service; Non Investment Related; 7355 El Paseo, Suite 2300, Palm Desert, CA 92260; Back Office Support For RIA; Title - Partner/Owner; Start - 6/2019; 10 Hrs/Mth; 0 During Trading Hours; Back Office Support Company For RIA. Provide All Back Office Service From Building Leasing, Staffing, Billing 3. Rokunin; Non Investment Related; 74150 Country Club Dr, Palm Desert, CA 92260; Real Estate, Office Space; Title - Partner/Owner; Start - 01/2018; 0 Hrs/Mth; 0 During Trading Hours; Holding Company For The Office Building Leased To CWS. Simply Owns The Office Building, CWS Pays Triple Net Lease, No Work Done In This Partnership 4. Core Income; Investment Related; 5940 Golden Hills Drive Minneapolis, MN 55416; Insurance; Insurance Partner; 7/1/2021; 1 hr/mo; 1 hr during trading; Core Income helps shop the insurance market for clients. They provide solutions to simple and complex insurance needs for our clients. 5. HOA Invest; Investment Related; 73575 El Paseo, Ste 2300, Palm Desert CA 92260; HOA Software; Advisor; 10/2023; 10 hrs/mo; 10 hrs during non-trading; California laws AB2912 and 1100 recently enacted for all HOAs in the state. HOA Invest provides a software solution for signed recommendations from treasurer/board members regarding the purchase of Tbills and CDs. 6. Rental Fleet Vehicles. Not Investment Related. 717 Wild Heron Way. Exotic car rental service. Owner. 5/10/2024. 2 hrs/month with 0 during trading hrs. Rents out exotic cars.
CRS (Client Relationship Summary) - RIA
Click below to view Shattuck Franklin Lamm's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 18, 2019 - Present
KEYSTONE PRIVATE WEALTH
RIA
CRD#: 301924
PANAMA CITY BEACH, FL
Current
April 22, 2021 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 717 Wild Heron Way, Panama City Beach, FL 32413BD
CRD#: 35747
Panama City Beach, FL
Past
July 18, 2017 - April 19, 2021
CYPRESS WEALTH SERVICES, LLC
RIA
CRD#: 288992
PALM DESERT, CA
Past
May 5, 2014 - December 31, 2017
INTEGRATED WEALTH MANAGEMENT, INC.
RIA
CRD#: 106335
PALM DESERT, CA
Past
April 25, 2014 - March 1, 2021
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
PALM DESERT, CA
Past
June 1, 2009 - May 7, 2014
MORGAN STANLEY
RIA
CRD#: 149777
PALM DESERT, CA
Past
June 1, 2009 - May 7, 2014
MORGAN STANLEY
BD
CRD#: 149777
PALM DESERT, CA
Past
September 12, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
PALM DESERT, CA
Past
September 12, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
PALM DESERT, CA
Past
June 13, 2001 - September 15, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
INDIAN WELLS, CA
Past
March 15, 2001 - September 15, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
INDIAN WELLS, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KP
KEYSTONE PRIVATE WEALTH
CYPRESS PRIVATE WEALTH | KEYSTONE WEALTH SERVICES, LLC | KEYSTONE PRIVATE WEALTH
CRD#: 301924 / SEC#: 801-121495
RIA
Registered Investment Advisory firm - (6/22/2021 Approved)California
Registered Investment Advisory firm - (7/25/2021 Terminated)Texas
Registered Investment Advisory firm - (6/25/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/30/2021)
IAR
California(7/18/2019)
RR
California(4/23/2021)
RR
Florida(6/25/2021)
IAR
Florida(8/2/2021)
RR
Minnesota(4/26/2021)
RR
Nevada(4/30/2021)
RR
Oregon(5/3/2021)
IAR
Texas(5/19/2021)
RR
Utah(4/23/2021)
RR
Washington(4/23/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KP
KEYSTONE PRIVATE WEALTH
CYPRESS PRIVATE WEALTH | KEYSTONE WEALTH SERVICES, LLC | KEYSTONE PRIVATE WEALTH
CRD#: 301924 / SEC#: 801-121495
RIA
Registered Investment Advisory firm - (6/22/2021 Approved)California
Registered Investment Advisory firm - (7/25/2021 Terminated)Texas
Registered Investment Advisory firm - (6/25/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
73575 El Paseo Suite 2300, Palm Desert, CA 92260
Mailing Address
Phone number
(760) 818-7020
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (15 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,308 |
| AUM (Assets Under Management) | $ 692,123,348 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
