Timothy C. Harper
Professional summary
Timothy Carter Harper is a registered financial advisor currently at ZACKS INVESTMENT MANAGEMENT, INC. located in Maitland, Florida and LBMZ SECURITIES, INC. located in Chicago, Illinois.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Timothy has worked at 4 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 31 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Carter Harper's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 22, 2009 - Present
ZACKS INVESTMENT MANAGEMENT, INC.
July 10, 2015 - Present
LBMZ SECURITIES, INC.
Office #1: 101 North Wacker Drive Suite 1500, Chicago, IL 60606September 11, 2003 - March 24, 2009
AMERIPRISE ADVISOR SERVICES, INC.
September 11, 2003 - March 24, 2009
AMERIPRISE ADVISOR SERVICES, INC.
October 30, 2002 - September 10, 2003
J.J.B. HILLIARD, W.L. LYONS, LLC
December 22, 2000 - September 10, 2003
J.J.B. HILLIARD, W.L. LYONS, LLC
Primary Firm SEC Registration
ZACKS INVESTMENT MANAGEMENT, INC.
CRD#: 110897 / SEC#: 801-40592
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/22/2009)
(7/13/2015)
(4/23/2009)
(12/14/2015)
Exams
FINRA
Current Firm
ZACKS INVESTMENT MANAGEMENT, INC.
CRD#: 110897 / SEC#: 801-40592
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,050 |
| AUM (Assets Under Management) | $ 12,414,372,511 |
Red Flags
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