KS
Kevin M. Sweeney
AVANTAX PLANNING PARTNERS
Danville, CA 94506
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CRD#: 4281256
KS
Professional summary
Kevin Michael Sweeney is a registered financial advisor currently at AVANTAX PLANNING PARTNERS, INC. located in Danville, California and CETERA INVESTMENT ADVISERS LLC located in Danville, California.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Kevin has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SWEENEY KOVAR FINACIAL ADVISORS, INC. (FORMALLY SK INVESTMENT ADVISORS, INC) POSITION: SECRETARY/OWNER NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/01/2000 DESCRIPTION: Provide financial services to clients 2) BLACKHAWK EXECUTIVE CENTER ASSOCIATION POSITION: TREASURER NATURE: BUILDING OWNERS ASSOCIATION INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2006 ADDRESS: Danville CA , United States DESCRIPTION: Treasurer 3) BRONCO DON HOLDINGS, LLC POSITION: OWNER/MEMBER NATURE: REAL ESTATE INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2000 ADDRESS: Danville CA , United States DESCRIPTION: BUILDING OWNER 4) WYMAC CAPITAL INC. POSITION: Sales/Agent NATURE: Mortgage services INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/25/1999 ADDRESS: Walnut Creek CA , United States DESCRIPTION: Mortgage broker 5) MOREAU CATHOLIC HIGH SCHOOL INVESTMENT SUB-COMMITTEE POSITION: Chair NATURE: I Chair the committee. The committee consists of six members. The Investment Sub-committee serves the Finance Committee by monitoring policies and procedures related to the school' investments to ensure the financial stewardship responsibilities of the Finance Committee and the Board of Trustees are met. The Sub-committee will develop and monitor investment policies and procedures, asset allocation parameters, and performance objectives. The Sub-committee will make recommendations for changes to the Finance Committee to assist that committee in financial planning to support the schools' mission and programs. The Schools engages a professional investment manager to manage the portfolio. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/15/2015 ADDRESS: 27170 Mission Blvd., Hayward CA 94544-4194, United States DESCRIPTION: I lead the meetings. There are four meetings per year. 6) W LIFE INSURANCE TRUST POSITION: Trustee NATURE: Pay annual premiums on three policies INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/02/2009 ADDRESS: 3800 Blackhawk Road, Danville CA 94506, United States DESCRIPTION: Pay annual premiums on three policies. Make two deposits. 7) SWEENEY KOVAR LLP POSITION: Partner NATURE: Public accounting, including tax planning and compliance and attest functions INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 06/01/1984 ADDRESS: 3800 Blackhawk Road, Suite 100, Danville CA 94506, United States DESCRIPTION: I prepare and review tax returns. Provide compilation and review attestations on financial statements. I understand that I cannot provide attestation service for any client for whom I am also the rep. of record for any investment/advisory account. 8) AVANTAX SOLUTIONS LLC POSITION: Consultant NATURE: I will be serving as a tax manager to the clients acquired from Sweeney Kovar INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 11/15/2024 ADDRESS: 3800 Blackhawk Road, Suite 100, Danville CA 94506, United States DESCRIPTION: I will continue to advise my clients in the capacity I did before the acquisition. Also transition the clients to a new senior tax manager over the next 18-24 months
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Michael Sweeney's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 26, 2024 - Present
AVANTAX PLANNING PARTNERS, INC.
Office #1: 3800 Blackhawk Road Suite 100, Danville, CA 94506RIA
CRD#: 106237
Danville, CA
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3800 Blackhawk Road Suite 100, Danville, CA 94506RIA
CRD#: 105644
DANVILLE, CA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 3800 Blackhawk Road Suite 100, Danville, CA 94506BD
CRD#: 13572
DANVILLE, CA
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
DANVILLE, CA
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DANVILLE, CA
Past
January 16, 2001 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
DANVILLE, CA
Past
October 9, 2000 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
DANVILLE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
IAR
California(11/26/2024)
RR
California(9/5/2025)
RR
Colorado(9/5/2025)
RR
Florida(9/5/2025)
RR
Indiana(9/5/2025)
RR
Michigan(9/5/2025)
RR
Ohio(9/5/2025)
RR
Oregon(9/5/2025)
IAR
Texas(11/26/2024)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Danville, CA 94506TRUST BUT VERIFY
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