Ilana R. Roth Escandon
Professional summary
Ilana Roth Roth Escandon, who also goes by Ilana Gusta Roth, Ilana Gusta Roth Escandon, Ilana Gusta Roth Escandon, Ilana Roth Escandon, is a registered financial professional currently at COMMONFUND SECURITIES, INC. located in Wilton, Connecticut.
Ilana is registered as a RR (Registered Representative) and started their career in finance in 2000. Ilana has worked at 4 firms and has passed the Series 63, Series 31, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ilana Roth Roth Escandon's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 16, 2022 - Present
COMMONFUND SECURITIES, INC.
Office #1: 15 Old Danbury Road, Wilton, CT 06897March 10, 2021 - July 20, 2022
NOBLE CAPITAL MARKETS, INC.
July 5, 2018 - November 7, 2019
UBS SECURITIES LLC
October 23, 2000 - February 10, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
COMMONFUND SECURITIES, INC.
CRD#: 43541 / SEC#: , 8-50337
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COMMONFUND HOLDING COMPANY, INC. | SHAREHOLDER | |
| BARD, NANCY KIERNAN | MANAGING DIRECTOR; MEMBER, BOARD OF DIRECTORS | 1324063 |
| CERASUOLO, VIOLETTA | CHIEF COMPLIANCE OFFICER | 5362546 |
| DURRELL, SUSAN KERR | MANAGING DIRECTOR; MEMBER, BOARD OF DIRECTORS | 2945336 |
| HARITON, ANITA LYNNE | PRESIDENT AND CHIEF EXECUTIVE OFFICER; CHAIR, BOARD OF DIRECTORS | 4104946 |
| SPONGBERG, JONATHAN D | TREASURER | 5521666 |
Red Flags
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Company Information
COMMONFUND SECURITIES, INC.
CRD#: 43541Wilton, CT 06897TRUST BUT VERIFY
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