Kate M. Desimone
Professional summary
Kate Mullally Desimone, who also goes by Kate Ellen Mullally, is a registered financial professional currently at NATIONWIDE INVESTMENT SERVICES CORPORATION located in Columbus, Ohio.
Kate is registered as a RR (Registered Representative) and started their career in finance in 2002. Kate has worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kate Mullally Desimone's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 21, 2025 - Present
NATIONWIDE INVESTMENT SERVICES CORPORATION
Office #1: One Nationwide Plaza, Columbus, OH 43215January 24, 2019 - June 15, 2023
LINCOLN FINANCIAL DISTRIBUTORS, INC.
February 28, 2017 - January 7, 2019
NATIONWIDE INVESTMENT SERVICES CORPORATION
May 1, 2007 - January 13, 2017
LINCOLN FINANCIAL DISTRIBUTORS, INC.
December 6, 2006 - May 1, 2007
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
December 6, 2006 - May 18, 2007
OSAIC FA, INC.
February 28, 2005 - November 10, 2006
LINCOLN FINANCIAL DISTRIBUTORS, INC.
March 20, 2003 - February 23, 2005
VP DISTRIBUTORS LLC
July 8, 2002 - March 21, 2003
WS GRIFFITH SECURITIES, INC.
March 5, 2002 - June 27, 2002
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
NATIONWIDE INVESTMENT SERVICES CORPORATION
CRD#: 7110 / SEC#: , 8-20254
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONWIDE LIFE INSURANCE COMPANY | SHAREHOLDER | |
| AMBROZY, TINA S | PRESIDENT/BOARD DIRECTOR | 3149224 |
| HAWLEY, CRAIG ALAN | BOARD DIRECTOR | 4499105 |
| RABENSTINE, JAMES JAY | CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD DIRECTOR | 5250338 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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