Helen M. Carneal
Professional summary
Helen Melissia Carneal, who also goes by Helen Melissia Ball, Helen Davis Carneal, Helen Melissa Davis, Helen Melissia Davis, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Mechanicsville, Virginia and TRUIST INVESTMENT SERVICES, INC. located in Mechanicsville, Virginia.
Helen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Helen has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Helen Melissia Carneal's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 21, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 7016 Mechanicsville Tpke Fl 1, Mechanicsville, VA 23111June 2, 2010 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 9283 Chamberlayne Rd, Mechanicsville, VA 23116Office #2: 7016 Mechanicsville Tpke, Mechanicsville, VA 23111June 2, 2010 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
June 19, 2009 - May 12, 2010
MICG INVESTMENT MANAGEMENT, LLC
June 19, 2009 - May 12, 2010
MICG INVESTMENT MANAGEMENT, LLC
January 27, 2009 - March 11, 2009
BB&T INVESTMENT SERVICES, INC.
January 26, 2009 - March 11, 2009
BB&T INVESTMENT SERVICES, INC.
April 13, 2006 - December 31, 2008
BB&T INVESTMENT SERVICES, INC.
April 13, 2006 - December 31, 2008
BB&T INVESTMENT SERVICES, INC.
July 10, 2002 - March 16, 2006
TRUIST INVESTMENT SERVICES, INC.
November 7, 2000 - March 16, 2006
TRUIST INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/18/2021)
(9/27/2019)
(10/13/2023)
(6/10/2014)
(3/18/2013)
(6/22/2022)
(9/28/2016)
(8/1/2019)
(9/27/2019)
(9/12/2025)
(8/27/2024)
(5/31/2019)
(5/29/2020)
(6/10/2020)
(9/9/2019)
(6/2/2010)
(9/21/2016)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Mechanicsville, VA 23111TRUST BUT VERIFY
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