JB
Joshua F. Black
KESTRA ADVISORY SERVICES
Sandy, UT 84093
Some features on this profile are disabled
CRD#: 4280729
JB
Professional summary
Joshua Floyd Black is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Sandy, Utah and KESTRA INVESTMENT SERVICES, LLC located in South Jordan, Utah.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Joshua has worked at 7 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name:INNOVATIVE TAX AND FINANCIAL SOLUTIONS LLC MITAH L POSITION: I am an owner. NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 01/01/2010 ADDRESS: 1563 Brigadoon Park Dr., West Jordan UT 84088, United States DESCRIPTION: I help evaluate properties for purchase. We use a property manager for most day to day responsibilities but I also have to work with the property manager to make decisions. Pay bills etc. Business Name: Black Crest Investments Investment Related: No Address: 7410 S Creek Road #201 Sandy UT 84093 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Owner Start Date: 5/13/2019 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Running all day to day activities. Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway building 2 suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Rep Start Date: 4/8/2020 Hours per month: 71% - 80% (113 - 128 hours) Hours per month during trading hours: 71% - 80% (99 - 112 hours) Duties: Invest and manage client accounts. BLACK CREST INVESTMENTS POSITION: Sales NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 10/25/2021 ADDRESS: 141 E 2700 N, Lehi UT 84043, United States DESCRIPTION: I will be selling life insurance to clients.
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Floyd Black's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 22, 2019 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 7410 S Creek Road #201, Sandy, UT 84093RIA
CRD#: 283330
Sandy, UT
Current
May 15, 2019 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 10437 S 1300 W 150, South Jordan, UT 84095BD
CRD#: 42046
South Jordan, UT
Past
June 9, 2015 - May 16, 2019
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
ALPINE, UT
Past
June 8, 2015 - May 16, 2019
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
ALPINE, UT
Past
November 17, 2014 - June 9, 2015
SECURITIES AMERICA, INC.
BD
CRD#: 10205
ALPINE, UT
Past
November 14, 2014 - June 9, 2015
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
ALPINE, UT
Past
December 11, 2008 - November 14, 2014
SUNSET FINANCIAL SERVICES, INC.
RIA
CRD#: 3538
ALPINE, UT
Past
September 19, 2008 - November 17, 2014
SUNSET FINANCIAL SERVICES, INC.
BD
CRD#: 3538
ALPINE, UT
Past
January 18, 2001 - September 10, 2002
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(5/15/2019)
RR
Arizona(1/28/2021)
RR
California(5/15/2019)
RR
Florida(5/15/2019)
RR
Michigan(5/15/2019)
RR
Nevada(5/15/2019)
RR
Texas(10/24/2025)
IAR
Texas(10/24/2025)
RR
Utah(5/16/2019)
IAR
Utah(5/22/2019)
RR
Virginia(3/24/2022)
RR
Wyoming(5/15/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
