Michael K. Brannon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael K Brannon, who also goes by Michael K. Brannon, Michael Keith Brannon, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2000. Michael had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 28, 2024 - April 30, 2025
EDELMAN FINANCIAL ENGINES
June 1, 2020 - June 30, 2022
LPL FINANCIAL LLC
June 1, 2020 - June 30, 2022
LPL FINANCIAL LLC
September 11, 2017 - June 1, 2020
CUSO FINANCIAL SERVICES, L.P.
September 8, 2017 - June 1, 2020
CUSO FINANCIAL SERVICES, L.P.
June 17, 2016 - February 3, 2017
BANCWEST INVESTMENT SERVICES, INC.
June 17, 2016 - February 3, 2017
BANCWEST INVESTMENT SERVICES, INC.
August 7, 2014 - July 28, 2015
LPL FINANCIAL LLC
July 2, 2014 - July 28, 2015
LPL FINANCIAL LLC
January 30, 2007 - December 7, 2012
ALPS DISTRIBUTORS, INC.
May 5, 2006 - December 12, 2006
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
August 28, 2001 - December 10, 2002
TOUCHSTONE SECURITIES, INC.
November 30, 2000 - March 26, 2001
ROBERT W. BAIRD & CO. INCORPORATED
November 30, 2000 - April 3, 2001
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
EDELMAN FINANCIAL ENGINES
CRD#: 104510 / SEC#: 801-55196
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EDELMAN FINANCIAL ENGINES
CRD#: 104510 / SEC#: 801-55196
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,552,934 |
| AUM (Assets Under Management) | $ 292,902,969,770 |
Red Flags
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