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DJ

David Jenkins, Jr.

SECURITY CAPITAL BROKERAGE
Atlanta, GA 30303
Some features on this profile are disabled
CRD#: 4279928
DJ

Professional summary

David Jenkins, Jr. is a registered financial professional currently at SECURITY CAPITAL BROKERAGE, INC. located in Atlanta, Georgia.

David is registered as a RR (Registered Representative) and started their career in finance in 2000. David has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Jenkins, Jr.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 27, 2018 - Present

SECURITY CAPITAL BROKERAGE, INC.

Office #1: 260 Peachtree Street, Nw Suite 2200, Atlanta, GA 30303
BD
CRD#: 35405
Atlanta, GA
Past

July 14, 2014 - March 25, 2016

SEQUENCE FINANCIAL SPECIALISTS LLC

BD
CRD#: 132915
Atlanta, GA
Past

December 16, 2005 - December 31, 2013

RESOURCE HORIZONS GROUP LLC

BD
CRD#: 104368
ATLANTA, GA
Past

September 30, 2005 - December 13, 2005

EMERGENT FINANCIAL GROUP, INC.

BD
CRD#: 37891
BLOOMINGTON, MN
Past

October 31, 2000 - September 27, 2005

DUNWOODY BROKERAGE SERVICES, INC.

BD
CRD#: 31183
ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(2/27/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 11/15/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/30/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/22/2005
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SC
SECURITY CAPITAL BROKERAGE, INC.
SECURITY CAPITAL BROKERAGE, INC.

CRD#: 35405 / SEC#: , 8-46669

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
260 Peachtree Street, Nw Suite 2200, Atlanta, GA 30303
Mailing Address
260 Peachtree Street, Nw Suite 2200, Atlanta, GA 30303
Phone number
(404) 230-8475
Established
Georgia since 10/04/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
LEWIS, NATHAN LCEO, CCO, PRESIDENT & EXEC REP4193024
RICHMOND, LEROME CORDELLPASSIVE SHAREHOLDER
CARTER, ANA RFINOP, CFO4424794

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SECURITY CAPITAL BROKERAGE, INC.

CRD#: 35405Atlanta, GA 30303

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