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BH

Brandon D. Hill

GALT FINANCIAL GROUP
Westlake Village, CA 91361
Some features on this profile are disabled
CRD#: 4279066
BH

Professional summary

Brandon David Hill is a registered financial professional currently at GALT FINANCIAL GROUP, INC. located in Westlake Village, California.

Brandon is registered as a RR (Registered Representative) and started their career in finance in 2001. Brandon has worked at 2 firms and has passed the Series 66, Series 99TO, Series 62, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brandon David Hill's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 18, 2008 - Present

GALT FINANCIAL GROUP, INC.

Office #1: 2629 Townsgate Rd. Suite 215, Westlake Village, CA 91361Office #2: 2629 Townsgate Rd. Suite 215, Westlake Village, CA 91361
BD
CRD#: 146976
Westlake Village, CA
Past

January 1, 2001 - August 29, 2008

ASSOCIATED SECURITIES CORP.

BD
CRD#: 12969
WESTLAKE VILLAGE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/22/2008)
RR
Ohio
(7/10/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/21/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/26/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/26/2008
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

GF
GALT FINANCIAL GROUP, INC.
GALT FINANCIAL GROUP, INC.

CRD#: 146976 / SEC#: , 8-67863

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
2629 Townsgate Rd. Suite 215, Westlake Village, CA 91361
Mailing Address
2629 Townsgate Rd. Suite 215, Westlake Village, CA 91361
Phone number
(805) 449-1132
Established
California since 05/26/2007
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HSH FINANCIAL, INC.OWNER
HILL, BENJAMIN JEFFREYPRESIDENT2983275
HILL, BRANDON DAVIDVICE PRESIDENT/CCO4279066
TARRA, SCOTT PATRICKFINOP/PFO/POO4593965

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GALT FINANCIAL GROUP, INC.

CRD#: 146976Westlake Village, CA 91361

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