ML
Michael J. Liao
GLOBALINK WEALTH MANAGEMENT
Pasadena, CA 91107
Some features on this profile are disabled
CRD#: 4278425
ML
Professional summary
Michael Junhua Liao, who also goes by Junhua Liao, Michael Liao, Michael Junhua Liao, is a registered financial advisor currently at GLOBALINK WEALTH MANAGEMENT, LLC located in Pasadena, California and GLOBALINK SECURITIES, INC. located in Pasadena, California.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Michael has worked at 3 firms and has passed the Series 65, Series 66, Series 63, Series 52TO, Series 99TO, Series 57TO, SIE, Series 7, Series 14, Series 53, Series 27, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Junhua Liao | Michael Liao | Michael Junhua Liao
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Investlink America, LLC. Owner and President/CEO from 12/2016, Arcadia, CA, 4 Hrs./MONTH, COMPENSATED BY company profit or SHAREHOLDER'S DIVIDEND, Provide management and marketing consultancy service for clients. Also, the firm provide consultant service for new immigrants and some import and export trading business. It is Not Securities and Investment RELATED. 2. Globalink Insurance, LLC. Fixed Life Insurance/Annuity Agent/Producer from 10/2022, Pasadena, CA, It is spend flexible hours about 5 Hrs./month to produce and sell fixed life insurance and other insurance products to clients. It is Commission Base only, it is Not securities and investment related. 3. Globalink Wealth Management, LLC. Appointed as President and Principal in a Registered Investment Advisor Firm whom is wholly owned by Globalink Securities, Inc. which is a Registered RIA in California State from 10/2022, Pasadena, CA. It will spend flexible hours about 5-10 Hours/Month to develop and maintain overall operation for the Firm. It is Fee Base Share only and it is securities and investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Junhua Liao's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 16, 2023 - Present
GLOBALINK WEALTH MANAGEMENT, LLC
Office #1: 3452 East Foothill Blvd. Suite 1040, Pasadena, CA 91107RIA
CRD#: 323294
Pasadena, CA
Current
December 7, 2000 - Present
GLOBALINK SECURITIES, INC.
Office #1: 3452 East Foothill Boulevard Suite 1040, Pasadena, CA 91107Office #2: 3452 E Foothill Blvd. Ste 1040, Pasadena, CA 91107BD
CRD#: 29721
Pasadena, CA
Past
June 16, 2022 - June 30, 2022
TRANSGLOBAL ADVISORY, LLC
RIA
CRD#: 168709
MONROVIA, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/7/2019)
RR
Arizona(1/3/2005)
RR
California(2/26/2001)
IAR
California(3/16/2023)
RR
Colorado(1/3/2005)
RR
Connecticut(7/26/2021)
RR
Delaware(1/3/2005)
RR
Florida(6/9/2004)
RR
Georgia(12/10/2015)
RR
Hawaii(2/6/2017)
RR
Illinois(1/6/2017)
RR
Indiana(7/11/2023)
RR
Kentucky(11/4/2022)
RR
Maryland(6/7/2002)
RR
Massachusetts(1/3/2005)
RR
Michigan(6/9/2004)
RR
Nevada(1/3/2005)
RR
New Jersey(6/9/2004)
RR
New York(6/9/2004)
RR
North Carolina(11/18/2021)
RR
Ohio(4/5/2023)
RR
Oregon(1/3/2005)
RR
Texas(6/9/2004)
RR
Utah(9/11/2024)
RR
Virginia(6/7/2002)
RR
Washington(1/3/2005)
RR
Wisconsin(6/9/2004)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 6/8/2019
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GW
GLOBALINK WEALTH MANAGEMENT, LLC
GLOBALINK WEALTH MANAGEMENT, LLC
CRD#: 323294 / SEC#:
California
Registered Investment Advisory firm - (3/16/2023 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
3452 East Foothill Blvd. Suite 1040, Pasadena, CA 91107
Mailing Address
Phone number
(626) 964-5966
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 48 |
| AUM (Assets Under Management) | $ 12,558,103 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
