Jesse E. Coleman
Professional summary
Jesse Erwin Coleman, AIF®, who also goes by Jesse Coleman, is a registered financial professional currently at MISSIONSQUARE INVESTMENT SERVICES located in Washington, District Of Columbia.
Jesse is registered as a RR (Registered Representative) and started their career in finance in 2000. Jesse has worked at 4 firms and has passed the Series 63, Series 7TO, SIE, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jesse Erwin Coleman's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 6, 2021 - Present
MISSIONSQUARE INVESTMENT SERVICES
Office #1: 777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240April 10, 2017 - January 12, 2021
VALIC FINANCIAL ADVISORS, INC.
October 12, 2012 - May 2, 2017
OSAIC FA, INC.
October 3, 2000 - June 4, 2003
VOYA FINANCIAL PARTNERS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 7TO
Date: 9/23/2021
General Securities Representative ExaminationFINRA
Current Firm
MISSIONSQUARE INVESTMENT SERVICES
CRD#: 23189 / SEC#: , 8-40268
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INTERNATIONAL CITY MANAGEMENT ASSOCIATION RETIREMENT CORPORATION D/B/A MISSIONSQUARE RETIREMENT | MEMBER/OWNER | |
| GANEY, PETER DAVIDSON | MANAGER | 2282691 |
| HOGENDORN, SHANNON DANIEL | CHIEF OPERATIONS OFFICER | 3221945 |
| HOGENDORN, SHANNON DANIEL | PRINCIPAL MANAGER | 3221945 |
| RICHARDS, CLIFF LAWRENCE | CHIEF COMPLIANCE OFFICER | 2974428 |
| WHITTY, RICHARD PATRICK | TREASURER/FINOP | 1988149 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
Red Flags
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