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Trevin L. Epps
PERIGON WEALTH MANAGEMENT
Rancho Santa Fe, CA 92067
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CRD#: 4278077
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Professional summary
Trevin Lamont Epps is a registered financial advisor currently at PERIGON WEALTH MANAGEMENT, LLC located in Rancho Santa Fe, California.
Trevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Trevin has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[1] Wealth Advisors, Inc. Investment-related; 16909 Via De Santa Fe, Suite 200, Rancho Santa Fe, CA 92067; Wealth Advisors, Inc. is a DBA for investment advisory services with Perigon; 11/2023; 160 hours/month during, conducted during securities trading hours; financial planning and investment management services provided to clients. [2] Licensed insurance agent; Not-investment related; 16909 Via De Santa Fe, Suite 200, Rancho Santa Fe, CA 92067; Agent; 05/2000; Mr. Epps spends up to five hours per month on this activity, all of which are during securities trading hours. Duties include insurance sales and reviews. [3] 5Q; Not-investment related; 16909 Via De Santa Fe, Suite 200, Rancho Santa Fe, CA 92067; Sole Proprietorship created for insurance sales. Owner and agent; 02/2015; Mr. Epps spends up to five hours per month on this activity, none of which are during securities trading hours. Mr. Epps' duties include insurance sales and reviews. [4] The Dentists Purchasing Company, LLC DBA Profit 4 Dentists; Not-investment related; P.O. Box 501384, San Diego, CA 92150; Professional group purchasing organization aiming to save dentists' expenses through the entity's collective buying power; Partner; 07/2019; Mr. Epps spends up to five hours per month on this activity, none of which are during securities trading hours; Mr. Epps' duties include marketing, meeting with service providers, conducting investment presentations, and business development. [5] Children's Dental Health Association; Not-investment related; 1270 24th Street, San Diego 92102; Charitable organization providing dental care to San Diego's underserved children; Board Member; 05/2014; Mr. Epps spends up to three hours per month on this activity, none of which are during securities trading hours; Mr. Epps' duties include fundraising, budgeting, and operational management of the dental clinic and staff.
CRS (Client Relationship Summary) - RIA
Click below to view Trevin Lamont Epps's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 15, 2023 - Present
PERIGON WEALTH MANAGEMENT, LLC
Office #1: 16909 Via De Santa Fe Suite 200, Rancho Santa Fe, CA 92067RIA
CRD#: 131037
Rancho Santa Fe, CA
Past
April 3, 2020 - February 16, 2024
WEALTH ADVISORS, INC.
RIA
CRD#: 130478
HENDERSON, NV
Past
July 2, 2012 - March 31, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
SAN DIEGO, CA
Past
July 12, 2007 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
RIA
CRD#: 32444
SAN DIEGO, CA
Past
July 6, 2007 - March 31, 2020
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
SAN DIEGO, CA
Past
September 27, 2005 - July 12, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
SAN DIEGO, CA
Past
September 19, 2005 - July 12, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
SAN DIEGO, CA
Past
October 3, 2000 - July 28, 2005
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PERIGON WEALTH MANAGEMENT, LLC
ANTHEM ADVISORS | WEALTH ADVISORS | STAKEHOLDERS CAPITAL | PRUDEO PARTNERS | PM WEALTH MANAGEMENT | PERIGON WEALTH MANAGEMENT, LLC | COLLABORATION CAPITAL | COGNIZANT WEALTH ADVISORS | BURLESON & COMPANY | BLUE WATER CAPITAL MANAGEMENT | ANTHEM WEALTH PARTNERS
CRD#: 131037 / SEC#: 801-62988
RIA
Registered Investment Advisory firm - (4/7/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(11/15/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
PW
PERIGON WEALTH MANAGEMENT, LLC
ANTHEM ADVISORS | WEALTH ADVISORS | STAKEHOLDERS CAPITAL | PRUDEO PARTNERS | PM WEALTH MANAGEMENT | PERIGON WEALTH MANAGEMENT, LLC | COLLABORATION CAPITAL | COGNIZANT WEALTH ADVISORS | BURLESON & COMPANY | BLUE WATER CAPITAL MANAGEMENT | ANTHEM WEALTH PARTNERS
CRD#: 131037 / SEC#: 801-62988
RIA
Registered Investment Advisory firm - (4/7/2004 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
201 Mission Street Suite 1825, San Francisco, CA 94105
Mailing Address
Phone number
(877) 977-2555
Established
Firm type
Fiscal year end
# of Employees
141
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,456 |
| AUM (Assets Under Management) | $ 8,714,418,958 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2024 | ||
| 10/24/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
