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SP

Sunita H. Patel

CAPITAL GROUP PRIVATE CLIENT SERVICES
San Francisco, CA 94105
Some features on this profile are disabled
CRD#: 4277988
SP

Professional summary

Sunita Hira Patel, CFP®, who also goes by Sunita H. Patel, Sunita Hira Patel, Sunita Patel, is a registered financial advisor currently at CAPITAL GROUP PRIVATE CLIENT SERVICES, INC. located in San Francisco, California.

Sunita is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Sunita has worked at 4 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Sunita H. Patel | Sunita Hira Patel | Sunita Patel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sunita Hira Patel's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

April 29, 2025 - Present

CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.

Office #1: Steuart Tower 1 Market Street, Suite 1800, San Francisco, CA, 94105
RIA
CRD#: 312837
San Francisco, CA
Past

December 2, 2014 - April 8, 2025

WELLINGTON FUNDS DISTRIBUTORS INC.

BD
CRD#: 152768
SAN FRANCISCO, CA
Past

February 11, 2004 - May 19, 2006

CITY NATIONAL SECURITIES, INC.

BD
CRD#: 103705
LOS ANGELES, CA
Past

July 26, 2002 - December 2, 2002

J.P. MORGAN SECURITIES INC.

RIA
CRD#: 18718
SAN FRANCISCO, CA
Past

January 22, 2001 - December 2, 2002

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CG
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.
CAPITAL GROUP PRIVATE CLIENT SERVICES | CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.

CRD#: 312837 / SEC#: 801-121267

RIA
Registered Investment Advisory firm - (5/20/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(4/29/2025)
IAR
Georgia
(5/22/2025)
IAR
Illinois
(4/29/2025)
IAR
Nevada
(5/1/2025)
IAR
New York
(4/29/2025)
IAR
Texas
(4/29/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 1/23/2015
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 8/13/2001
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/2/2014
General Securities Representative Examination

Current Firm

CG
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.
CAPITAL GROUP PRIVATE CLIENT SERVICES | CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.

CRD#: 312837 / SEC#: 801-121267

RIA
Registered Investment Advisory firm - (5/20/2021 Approved)
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Contact information

Main Address
333 South Hope Street, Los Angeles, CA 90071
Mailing Address
Phone number
(213) 486-9200
Established
Firm type
Fiscal year end
# of Employees
189

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CGPCS ADV PART 2A (9/26/2025)

Regulatory assets under management

Total Number of Accounts12,073
AUM (Assets Under Management)$ 42,713,999,861

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/24/2024
Cover Page
Report
07/28/2023
Cover Page
Report
10/26/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.

CRD#: 312837San Francisco, CA 94105

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