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Brian L. Melton

FINALIS SECURITIES
New York, NY 10017
CRD#: 4277240
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BM
Brian Lee MeltonFINALIS SECURITIES

Professional summary

Brian Lee Melton, who also goes by Brian L Melton, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York and AGENTIS CAPITAL MARKETS US, LLC .

Brian is registered as a RR (Registered Representative) and started their career in finance in 2001. Brian has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Brian L Melton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Lee Melton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 2, 2025 - Present

FINALIS SECURITIES LLC

Office #1: 450 Lexington Ave., New York, NY 10017
BD
CRD#: 305908
New York, NY
Current

April 7, 2026 - Present

AGENTIS CAPITAL MARKETS US, LLC

Office #1: 1270-999 West Hastings Street, Vancouver, Bc, V6C 2W2
BD
CRD#: 328336
VANCOUVER, BC,
Past

February 6, 2023 - March 14, 2025

JANNEY MONTGOMERY SCOTT LLC

BD
CRD#: 463
Oklahoma City, OK
Past

October 1, 2007 - August 29, 2008

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
ST LOUIS, MO
Past

October 11, 2001 - October 1, 2007

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Missouri
(12/20/2025)
RR
New York
(4/7/2026)
RR
Oklahoma
(5/2/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 4/22/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 2/4/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/17/2022
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/10/2001
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/16/2024
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
FINRA

Current Firm

AC
AGENTIS CAPITAL MARKETS US, LLC
AGENTIS CAPITAL MARKETS US, LLC

CRD#: 328336 / SEC#: , 8-71174

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
1270-999 West Hastings Street, Vancouver, Bc, V6C 2W2
Mailing Address
1270-999 West Hastings Street, Vancouver, Bc, V6C 2W2
Phone number
+1 (604) 687-1597
Established
Delaware since 02/01/2023
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
AGENTIS CAPITAL ADVISORSSHAREHOLDER
1459826 BC LTD.SHAREHOLDER
FOSTER, LEECHIEF OPERATING OFFICER AND ANTI-MONEY LAUNDERING COMPLIANCE OFFICER7814929
GRIEVE, ANDREW WILLIAMSHAREHOLDER7817429
MARCOTTE, BRIAN TROYCHIEF COMPLIANCE OFFICER AND FINANCIAL OPERATIONS PRINCIPAL1182101
VAN BELLE, ROBERTPARTNER, DIRECTOR, CHIEF EXECUTIVE OFFICER, AND EXECUTIVE REPRESENTATIVE7814930

Red Flags

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Company Information

AGENTIS CAPITAL MARKETS US, LLC

CRD#: 328336New York, NY 10017

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