Michael P. Alexander
Professional summary
Michael Philip Alexander is a registered financial professional currently at MOORGATE SECURITIES LLC located in Mclean, Virginia.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2001. Michael has worked at 4 firms and has passed the Series 63, Series 6TO, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Philip Alexander's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 14, 2010 - Present
MOORGATE SECURITIES LLC
October 21, 2009 - April 13, 2010
WALLER CAPITAL SECURITIES LLC
June 30, 2006 - May 14, 2009
WELLS FARGO SECURITIES, LLC
June 7, 2001 - May 1, 2006
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/27/2010)
(5/21/2010)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
MOORGATE SECURITIES LLC
CRD#: 151734 / SEC#: , 8-68393
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
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