Steven P. Schoenfeld
Professional summary
Steven Phillip Schoenfeld is a registered financial professional currently at MAREX CAPITAL MARKETS INC. located in New York, New York.
Steven is registered as a RR (Registered Representative) and started their career in finance in 2000. Steven has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Phillip Schoenfeld's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 3, 2014 - Present
MAREX CAPITAL MARKETS INC.
Office #1: 140 East 45th Street 10th Floor, New York, NY 10017Office #2: 140 East 45th Street 10th Floor, New York, NY 10017January 28, 2010 - October 2, 2014
MPS GLOBAL SECURITIES, LLC
September 26, 2005 - January 29, 2010
MF GLOBAL INC.
December 16, 2002 - September 8, 2005
NEWEDGE USA, LLC
November 9, 2000 - March 5, 2001
CANACCORD GENUITY SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/3/2014)
(10/3/2014)
(10/3/2014)
(4/13/2018)
(10/3/2014)
(4/13/2018)
(10/3/2014)
(10/3/2014)
(10/3/2014)
(10/3/2014)
(5/14/2019)
(4/13/2018)
(7/18/2016)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/1/2000
Limited Representative-Equity Trader ExamCboe C2 Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
MAREX CAPITAL MARKETS INC.
CRD#: 161014 / SEC#: , 8-69039
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MAREX SERVICES INC. | DIRECT OWNER | |
| BATES, CHRISTOPHER | FINOP, CFO, PRINCIPAL FINANCIAL OFFICER, DIRECTOR | 5648556 |
| BERNICKY, JENNIFER KAISER | CHIEF OPERATING OFFICER, DIRECTOR | 4781625 |
| CHERRY, ELIN LYNNE | CHIEF COMPLIANCE OFFICER | 2430837 |
| FALCO, CARMINE DOMENICO | PRINCIPAL OPERATIONS OFFICER | 2782798 |
| HOOD, STEPHEN MICHAEL | DIRECTOR | 3139127 |
| VITTAL, MAHESH RAM | PRES. & CEO, DIRECTOR | 4593014 |
Disclosures
| Regulatory Event | 42 |
Red Flags
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