AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
AS

Anna M. Storey

EMPOWER ADVISORY GROUP
Bar Harbor, ME
Some features on this profile are disabled
CRD#: 4276654
AS

Professional summary

Anna M Storey, who also goes by Anna Storey Delgado, Anna Storey Solis, Anna M. Storey, Anna Margarita Storey, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Bar Harbor, Maine and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.

Anna is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Anna has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Anna Storey Delgado | Anna Storey Solis | Anna M. Storey | Anna Margarita Storey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anna M Storey's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 5, 2021 - Present

EMPOWER ADVISORY GROUP, LLC

RIA
CRD#: 112058
Bar Harbor, ME
Current

April 20, 2021 - Present

EMPOWER FINANCIAL SERVICES, INC.

Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111
BD
CRD#: 13109
Greenwood Village, CO
Past

February 2, 2017 - December 16, 2020

TRANSAMERICA RETIREMENT ADVISORS, LLC

RIA
CRD#: 107319
Bar Harbor, ME
Past

February 2, 2017 - December 16, 2020

TRANSAMERICA INVESTORS SECURITIES, LLC

BD
CRD#: 32205
DENVER, CO
Past

November 14, 2016 - January 5, 2017

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
DENVER, CO
Past

November 2, 2016 - January 5, 2017

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
DENVER, CO
Past

February 26, 2008 - December 24, 2014

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA
CRD#: 20472
DENVER, CO
Past

May 3, 2004 - January 7, 2015

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA
Registered Investment Advisory firm - (11/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/20/2021)
RR
Alaska
(4/20/2021)
RR
Arizona
(4/20/2021)
RR
Arkansas
(4/20/2021)
RR
California
(4/20/2021)
RR
Connecticut
(4/20/2021)
RR
Delaware
(4/20/2021)
RR
Georgia
(4/20/2021)
RR
Hawaii
(4/20/2021)
RR
Idaho
(4/20/2021)
RR
Illinois
(4/20/2021)
RR
Indiana
(4/20/2021)
RR
Iowa
(4/20/2021)
RR
Kansas
(4/20/2021)
RR
Kentucky
(4/20/2021)
RR
Maine
(5/5/2021)
IAR
Maine
(5/5/2021)
RR
Massachusetts
(4/20/2021)
RR
Michigan
(4/20/2021)
RR
Minnesota
(4/20/2021)
RR
Mississippi
(4/20/2021)
RR
Missouri
(4/20/2021)
RR
Montana
(4/20/2021)
RR
Nebraska
(4/20/2021)
RR
Nevada
(4/20/2021)
RR
New Hampshire
(4/20/2021)
RR
New Jersey
(4/20/2021)
RR
New Mexico
(4/20/2021)
RR
New York
(4/20/2021)
RR
North Carolina
(4/20/2021)
RR
North Dakota
(4/20/2021)
RR
Oklahoma
(4/20/2021)
RR
Oregon
(4/20/2021)
RR
Pennsylvania
(4/20/2021)
RR
Rhode Island
(4/20/2021)
RR
South Carolina
(4/20/2021)
RR
South Dakota
(4/20/2021)
RR
Tennessee
(4/20/2021)
RR
Texas
(4/20/2021)
RR
Utah
(4/20/2021)
RR
Vermont
(4/20/2021)
RR
Virginia
(4/20/2021)
RR
Washington
(4/20/2021)
RR
West Virginia
(4/20/2021)
RR
Wisconsin
(4/20/2021)
RR
Wyoming
(4/20/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/25/2008
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/16/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/7/2008
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 4/30/2004
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA
Registered Investment Advisory firm - (11/22/2000 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
8515 East Orchard Rd 4t2, Greenwood Village, CO 80111
Mailing Address
Phone number
(866) 575-4977
Established
Firm type
Fiscal year end
# of Employees
822

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

EMPOWER ADVISORY GROUP PERSONAL STRATEGY(R) WRAP FEE PROGRAM (11/25/2025)
EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE FOR EMPOWER PREMIER IRA (9/22/2025)
EMPOWER ADVISORY GROUP FINANCIAL PLANNING SERVICE (9/19/2025)
EMPOWER PREMIER INVESTMENT ACCOUNT (9/19/2025)
EMPOWER ADVISORY GROUP WRAP FEE PROGRAM BROCHURE FOR EMPOWER MANAGED PORTFOLIOS (9/19/2025)
EMPOWER ADVISORY GROUP - ONLINE ADVICE & PROFESSIONAL MANAGEMENT PROGRAM (9/19/2025)
EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE/MY TOTAL RETIREMENT (9/19/2025)

Regulatory assets under management

Total Number of Accounts250,707
AUM (Assets Under Management)$ 159,120,330,491

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
03/28/2025
Cover Page
Report
11/21/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EMPOWER ADVISORY GROUP, LLC

CRD#: 112058Bar Harbor, ME

TRUST BUT VERIFY

Monitor Anna Storey

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.