Tyrone A. Chaplin
TRANSAMERICA FINANCIAL ADVISORS | Investment Advisor Representative
Bowie, MD 20715
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CRD#: 4276472
Professional summary
Tyrone A Chaplin Jr, who also goes by Tyrone Adolph Chaplin Jr, Tyrone Adolph Chaplin, Tyrone A Chaplin, is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Bowie, Maryland.
Tyrone is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Tyrone has worked at 7 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 6 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tyrone Adolph Chaplin Jr | Tyrone Adolph Chaplin | Tyrone A Chaplin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Transamerica Agency Network / Investment Related/Yes 1201 Wills St Suite 800 Baltimore, MD 21231/assist client with life insurance planning/Associate Director/05/2024/40/40/ assist client with life insurance planning RENTAL PROPERTY/Investment Related - No/1102 WRIGHTON ROAD LOTHIAN MD 20711/RENTAL PROPERTY/OWNER/01.2020/0/0/MAINTENANCE OF PROPERTY IS OUTSCOURCED TO PRIVATE CONTRACTOR. Rental Property/Investment Related - 9856 Bale Court Owings Mills MD 21117/ Rental Property/Owner 08/2021 Maintenance of property is outsourced to private contractor. Property/Investment Related - 1522 Mcculloh St Baltimore MD 21217 Being renovated . Allied Nursing Services, LLC / 0420-Present / 8 Durum Court Owings Mills, MD 21117/ Part Owner / Elderly Care Services / Hrs Work Monthly: 4 / Sec Trading Hrs: 0 / This IBA is not yet in operation and will take approximately 12-18 months to be licensed with the state of Maryland. My Responsibility at such time will be limited to financial oversight since I have a background in finance. Provide elderly care. United Financial Servies/Investment related/no/ 1201 Wills St Suite 800 Baltimore, MD 21231/assist client with life insurance planning/Associate Director/05/2024/10/10/ assist client with life insurance planning
CRS (Client Relationship Summary) - RIA
Click below to view Tyrone A Chaplin Jr's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Tyrone A Chaplin Jr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 7, 2024 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 16901 Melford Blvd. Suite 322, Bowie, MD 20715RIA
BD
CRD#: 16164
Bowie, MD
Current
May 7, 2024 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 16901 Melford Blvd. Suite 322, Bowie, MD 20715RIA
BD
CRD#: 16164
Bowie, MD
Past
April 2, 2024 - April 25, 2024
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
North Bethesda, MD
Past
April 2, 2024 - April 25, 2024
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
North Bethesda, MD
Past
April 19, 2021 - April 2, 2024
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
Bowie, MD
Past
April 5, 2021 - April 2, 2024
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
Bowie, MD
Past
September 14, 2016 - August 23, 2018
TRUIST ADVISORY SERVICES, INC.
RIA
CRD#: 283390
SILVER SPRING, MD
Past
June 19, 2013 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
SILVER SPRING, MD
Past
June 19, 2013 - August 23, 2018
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
SILVER SPRING, MD
Past
June 13, 2011 - May 24, 2013
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
COLUMBIA, MD
Past
June 8, 2011 - May 24, 2013
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
COLUMBIA, MD
Past
January 6, 2010 - May 5, 2010
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
BALTIMORE, MD
Past
July 8, 2005 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
BALTIMORE, MD
Past
July 8, 2005 - May 5, 2010
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
BALTIMORE, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
District of Columbia(5/7/2024)
IAR
District of Columbia(8/16/2024)
RR
Florida(5/8/2024)
RR
Maryland(5/7/2024)
IAR
Maryland(5/7/2024)
RR
New Jersey(5/7/2024)
IAR
New Jersey(5/7/2024)
RR
New York(6/14/2024)
RR
Virginia(6/13/2024)
IAR
Virginia(6/13/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/2/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRANSAMERICA FINANCIAL ADVISORS, LLC
Investment Advisor RepresentativeCRD#: 16164Bowie, MD 20715TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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