James E. Kaminski
Professional summary
James E Kaminski is a registered financial professional currently at THE O.N. EQUITY SALES COMPANY located in Valencia, California.
James is registered as a RR (Registered Representative) and started their career in finance in 2000. James has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James E Kaminski's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 15, 2017 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 25350 Magic Mountain Parkway Suite 300, Valencia, CA 91355June 17, 2014 - December 31, 2016
THE O.N. EQUITY SALES COMPANY
June 8, 2010 - July 6, 2012
MML INVESTORS SERVICES, LLC
December 8, 2008 - November 6, 2009
AMERITAS INVESTMENT COMPANY, LLC
October 12, 2000 - November 3, 2008
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/6/2019)
(5/15/2017)
(10/7/2021)
(1/7/2022)
(8/18/2022)
Exams
FINRA
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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Company Information
THE O.N. EQUITY SALES COMPANY
CRD#: 2936Valencia, CA 91355TRUST BUT VERIFY
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