DL
Dack M. Lamarque
LAMARQUE ATLAS
Pasadena, CA 91101
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CRD#: 4276250
DL
Professional summary
Dack Michael Lamarque is a registered financial advisor currently at LAMARQUE ATLAS located in Pasadena, California.
Dack is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Dack has worked at 2 firms and has passed the Series 63, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ALTHOUGH NO LONGER EMPLOYED BY SPANOS BARBER JESSE & CO. ("SBJ"), MR. LAMARQUE, AS OF THE DATE OF THIS FILING, SERVES IN A DE MINIMIS CONSULTING CAPACITY TO SBJ, PRIMARILY RELATED TO CERTAIN INVESTMENT OPPORTUNITIES OR VALUATION MATTERS OF A FUND OR INVESTMENT SPONSORED BY SBJ. MR. LAMARQUE SPENDS APPROXIMATELY LESS THAN 30 MINUTES A QUARTER IN THIS CAPACITY.
CRS (Client Relationship Summary) - RIA
Click below to view Dack Michael Lamarque's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 17, 2020 - Present
LAMARQUE ATLAS
Office #1: 155 N Lake Ave Suite 800, Pasadena, CA 91101RIA
CRD#: 308520
Pasadena, CA
Past
May 15, 2001 - May 22, 2008
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(9/17/2020)
Exams
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
LA
LAMARQUE ATLAS
LAMARQUE ATLAS | LAMARQUE ATLAS, LLC
CRD#: 308520 / SEC#:
California
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Contact information
Main Address
155 N Lake Ave Suite 800, Pasadena, CA 91101
Mailing Address
Phone number
(626) 389-3861
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 28,000,000 |
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| California | ERA - Withdrawn | 7/20/2020 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
