Sean R. Walker

RUSSELL INVESTMENTS

Palm Harbor, FL

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CRD#: 4276140

Professional summary

Sean Robert Walker, CIMA®, who also goes by Sean Robert Walker, is a registered financial advisor currently at RUSSELL INVESTMENTS located in Palm Harbor, Florida and RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC located in Seattle, Washington.

Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Sean has worked at 15 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sean Robert Walker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Robert Walker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

June 12, 2025 - Present

RUSSELL INVESTMENTS

RIA

CRD#: 105734

Palm Harbor, FL

Current

April 4, 2025 - Present

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

Office #1: 401 Union St 18th Floor, Seattle, WA, 98101

CRD#: 21771

SEATTLE, WA

Past

April 26, 2023 - March 31, 2025

TCBI SECURITIES, INC.

CRD#: 313304

DALLAS, TX

Past

December 21, 2017 - April 20, 2023

AMERICAN CENTURY INVESTMENT SERVICES INC.

CRD#: 17437

KANSAS CITY, MO

Past

October 7, 2014 - December 14, 2017

BLACKROCK INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 108928

Jacksonville, FL

Past

October 7, 2014 - December 14, 2017

BLACKROCK INVESTMENTS, LLC

CRD#: 38642

PRINCETON, NJ

Past

November 8, 2013 - October 3, 2014

NORTHERN TRUST SECURITIES, INC.

CRD#: 7927

ST. PETERSBURG, FL

Past

March 19, 2013 - October 15, 2013

AMG FUNDS LLC

RIA

CRD#: 153456

MARIETTA, GA

Past

March 15, 2013 - October 15, 2013

AMG DISTRIBUTORS, INC.

CRD#: 27314

STAMFORD, CT

Past

June 7, 2007 - March 1, 2013

RUSSELL INVESTMENTS

RIA

CRD#: 105734

MARIETTA, GA

Past

October 4, 2006 - March 1, 2013

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

CRD#: 21771

TAMPA, FL

Past

November 21, 2005 - August 28, 2006

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

CRD#: 102920

TAMPA, FL

Past

August 13, 2004 - November 22, 2005

BROWNCO, LLC

CRD#: 1326

BOSTON, MA

Past

January 14, 2003 - August 10, 2004

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

CRD#: 332

SAN MATEO, CA

Past

December 20, 2001 - January 13, 2003

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

TAMPA, FL

Past

December 19, 2001 - December 31, 2001

THE VARIABLE ANNUITY MARKETING COMPANY

CRD#: 5081

HOUSTON, TX

Past

December 19, 2001 - January 13, 2003

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

HOUSTON, TX

Past

January 1, 2001 - August 30, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RUSSELL INVESTMENTS

FRANK RUSSELL INVESTMENT MANAGEMENT COMPANY | RUSSELL INVESTMENTS | RUSSELL INVESTMENT MANAGEMENT, LLC | RUSSELL INVESTMENT MANAGEMENT COMPANY | RUSSELL INVESTMENT GROUP

CRD#: 105734 / SEC#: 801-17141

RIA

Registered Investment Advisory firm - (5/21/1982 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(4/4/2025)

IAR

New York
(6/12/2025)

Washington
(4/4/2025)

IAR

Washington
(6/12/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/12/2025

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/29/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 1/8/2001

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/28/2000

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

RUSSELL INVESTMENTS

FRANK RUSSELL INVESTMENT MANAGEMENT COMPANY | RUSSELL INVESTMENTS | RUSSELL INVESTMENT MANAGEMENT, LLC | RUSSELL INVESTMENT MANAGEMENT COMPANY | RUSSELL INVESTMENT GROUP

CRD#: 105734 / SEC#: 801-17141

RIA

Registered Investment Advisory firm - (5/21/1982 Approved)

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Contact information

Main Address

1301 Second Avenue 18th Floor, Seattle, WA 98101

Mailing Address

Phone number

(206) 505-7877

Established

Firm type

Fiscal year end

# of Employees

589

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RUSSELL INVESTMENT MANAGEMENT, LLC (3/28/2025)

Regulatory assets under management

Total Number of Accounts	69,312
AUM (Assets Under Management)	$ 62,376,876,918

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sean R. Walker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Robert Walker's CRS (Customer Relationship Summary).

Certified licenses

Experience

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

TCBI SECURITIES, INC.

AMERICAN CENTURY INVESTMENT SERVICES INC.

BLACKROCK INVESTMENT MANAGEMENT, LLC

BLACKROCK INVESTMENTS, LLC

NORTHERN TRUST SECURITIES, INC.

AMG FUNDS LLC

AMG DISTRIBUTORS, INC.

RUSSELL INVESTMENTS

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

BROWNCO, LLC

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

VALIC FINANCIAL ADVISORS, INC.

THE VARIABLE ANNUITY MARKETING COMPANY

VALIC FINANCIAL ADVISORS, INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

RUSSELL INVESTMENTS

State Registrations and Notice Filings

Exams

Series 66

Date: 6/12/2025

Series 63

Date: 6/29/2004

SIE

Date: 10/1/2018

Series 31

Date: 1/8/2001

Series 7

Date: 12/28/2000

FINRA

Current Firm

RUSSELL INVESTMENTS

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RUSSELL INVESTMENTS

TRUST BUT VERIFY

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