EK
Eric A. Kammerer
CETERA INVESTMENT ADVISERS LLC
GREENWOOD VILLAGE, CO 80111
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CRD#: 4275876
EK
Professional summary
Eric Andrew Kammerer is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Greenwood Village, Colorado and CETERA WEALTH SERVICES, LLC located in Greenwood Village, Colorado.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Eric has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE POSITION/TITLE/RELATIONSHIP: AGENT START DATE: 7/2011 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: SALES OF LIFE, HEALTH, ANNUITIES, AND LONG TERM-CARE; 2. NAME OF OTHER BUSINESS: FFEC WEALTH PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL PLANNING, INVESTMENTS, INSURANCE START DATE: 4/2022 POSITION/TITLE/RELATIONSHIP: SENIOR VICE PRESIDENT OF INVESTMENTS APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 35 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING, INVESTMENTS, INSURANCE;
CRS (Client Relationship Summary) - RIA
Click below to view Eric Andrew Kammerer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 5655 S Yosemite Ste 300, Greenwood Village, CO 80111RIA
CRD#: 105644
GREENWOOD VILLAGE, CO
Current
April 20, 2022 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 5655 S Yosemite Ste 300, Greenwood Village, CO 80111BD
CRD#: 13572
Greenwood Village, CO
Past
April 20, 2022 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
August 30, 2012 - April 20, 2022
FFEC WEALTH PARTNERS LLC
RIA
CRD#: 16507
GREENWOOD VILLAGE, CO
Past
August 30, 2012 - April 20, 2022
FFEC WEALTH PARTNERS LLC
BD
CRD#: 16507
GREENWOOD VILLAGE, CO
Past
January 3, 2011 - September 27, 2012
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
AURORA, CO
Past
January 3, 2011 - September 27, 2012
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
AURORA, CO
Past
June 26, 2003 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
AURORA, CO
Past
June 26, 2003 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
AURORA, CO
Past
March 16, 2001 - June 9, 2003
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
DENVER, CO
Past
November 22, 2000 - June 9, 2003
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/4/2022)
RR
Alaska(7/26/2024)
RR
Arizona(4/20/2022)
RR
Arkansas(1/23/2025)
RR
California(4/20/2022)
RR
Colorado(4/20/2022)
IAR
Colorado(6/29/2023)
RR
Florida(3/7/2025)
RR
Indiana(4/20/2022)
RR
Nebraska(4/20/2022)
RR
New Mexico(4/20/2022)
RR
Oklahoma(4/20/2022)
RR
Pennsylvania(4/20/2022)
IAR
Texas(3/6/2025)
RR
Texas(3/7/2025)
RR
Utah(4/20/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
