James Mcgeehan
Professional summary
James Mcgeehan Jr., who also goes by James Mcgeehan Jr., James Mcgeehan, is a registered financial professional currently at STUART PORTFOLIO CONSULTANTS, L.P. located in New York, New York.
James is registered as a RR (Registered Representative) and started their career in finance in 2001. James has worked at 5 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Mcgeehan Jr.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
March 9, 2023 - Present
STUART PORTFOLIO CONSULTANTS, L.P.
Office #1: 575 Fifth Avenue 14th Floor, New York, NY 10017August 11, 2021 - April 25, 2022
WELLS FARGO SECURITIES, LLC
November 14, 2005 - July 27, 2009
NATWEST MARKETS SECURITIES INC.
March 25, 2004 - November 21, 2005
HSBC SECURITIES (USA) INC.
February 20, 2001 - March 11, 2004
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/9/2023)
Exams
Series 7TO
Date: 8/11/2021
General Securities Representative ExaminationFINRA
Current Firm
STUART PORTFOLIO CONSULTANTS, L.P.
CRD#: 44487 / SEC#: , 8-50721
Contact information
FINRA licenses (3 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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