PS
Paul B. Saxton
SAIPH CAPITAL
Wyckoff, NJ 07481
Some features on this profile are disabled
CRD#: 4275511
PS
Professional summary
Paul Brian Saxton, AIF®, CFP®, who also goes by Brian Saxton, is a registered financial advisor currently at SAIPH CAPITAL, LLC located in Wyckoff, New Jersey.
Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Paul has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brian Saxton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. INDEPENDENT ACTOR-DUTIES: ACTOR, EXTRA, STUNT PLAYER.MEMBER OF THE SCREEN ACTORS GUILD. OCASSIONALLY CALLED FOR ROLES IN COMMERCIALS,TV, & MOTION PICTURES. THE EMPLOYER, COMPENSATION & THE HOURS WORKED VARY FOR EACH JOB. PART TIME EMPLOYMENT- NEW YORK GIANTS, GIANTS STADIUM, EAST RUTHERFORD, NJ 07073. TITLE: FORMER PLAYER. DUTIES: BRINGS BACK FORMER PLAYERS TO PLAY FANTASY FOOTBALL WITH THEIR CORP SPONSORS. THERE ARE 5 EVENTS PER YR HELD AT NIGHT AT THE STADIUM. WORK 1 HOUR PER MONTH & 0 DURING TRADING HRS.
2. FOUR GEMS, LLC; NOT INVESTMENT RELATED; START DATE: 12/30/2016; 1 HOUR PER MONTH & 0 DURING TRADING HRS.; WYCKOFF, NJ; REAL ESTATE INVESTMENT; INVESTOR.
3. ERIK STONE BJORNSON IRREVOCABLE TRUST; INVESTMENT RELATED; START DATE:12/27/2017; 1 HOUR PER MONTH DURING TRADING HOURS; WYCKOFF, NJ; TRUSTEE; TRUST ACCOUNT; OVERSEE TRUST ACCOUNT.
4.KAREN MARLER TRUST; INVESTMENT RELATED; START DATE: 12/14/2020; 1 HOUR PER MONTH DURING TRADING HOURS; WYCKOFF, NJ; CO-TRUSTEE; TRUST ACCOUNT; OVERSEE TRUST ACCOUNT.
5. JULIE STEWART; INVESTMENT RELATED; START DATE: 12/14/2020; 1 HOUR PER MONTH DURING TRADING HOURS; WYCKOFF, NJ; CO-TRUSTEE; TRUST ACCOUNT; OVERSEE TRUST ACCOUNT.
6. ELLA KATE SAXTON IRREVOCABLE TRUST; INVESTMENT RELATED; START DATE: 12/27/2017; 1 HOUR PER MONTH DURING TRADING HOURS; WYCOFF, NJ; CO-TRUSTEE; TRUST ACCOUNT; OVERSEE TRUST ACCOUNT.
7. MADELINE CHARLOTTE SAXTON IRREVOCABLE TRUST; INVESTMENT RELATED; START DATE: 12/27/2017; 1 HOUR PER MONTH DURING TRADING HOURS; WYCKOFF, NJ; CO-TRUSTEE; TRUST ACCOUNT; OVERSEE TRUST ACCOUNT.
8. GRACE EILEEN SAXTON IRREVOCABLE TRUST; INVESTMENT RELATED; START DATE: 12/27/2017; 1 HOUR PER MONTH DURING TRADING HOURS; WYCKOFF, NJ; CO-TRUSTEE; TRUST ACCOUNT; OVERSEE TRUST ACCOUNT.
9. SCARLETT EMILIA SAXTON IRREVOCABLE TRUST; INVESTMENT RELATED; START DATE: 12/27/2017; 1 HOUR PER MONTH DURING TRADING HOURS; WYCKOFF, NJ; CO-TRUSTEE; TRUST ACCOUNT; OVERSEE TRUST ACCOUNT.
10. 3604 TUDOR DRIVE; INVESTMENT RELATED; START DATE: 09/01/2005; 1 HOUR PER MONTH & 0 DURING TRADING HOURS; POMPTON PLAINS, NJ; PART OWNER; REAL ESTATE ERENTAL PROPERTY; INVESTOR.
11. THE SAXTON FOUNDATION; NOT INVESTMENT RELATED; WYCKOFF, NJ; START DATE: 03/05/2015; 1 HOUR PER MONTH & 0 HOURS DURING TRADING; PRESIDENT; CHARTIABLE ORGANIZATION.
12. WYCKOFF FAMILY YMCA; INVESTMENT RELATED; WYCKOFF, NJ; FINANCE COMMITTE MEMBER; START DATE: 06/01/2014; 1 HOUR PER MONTH & 0 HOURS DURING TRADING; REVIEW THE BUDGET, BALANCE SHEETS, CASH FLOW STATEMENTS, AND INVESTMENTS.
13. WYCKOFF LIBRARY BOARD; NOT INVESTMENT RELATED; WYCKOFF, NJ; START DATE: 03/05/2015; 2 HOURS PER MONTH & 0 HOURS DURING TRADING; LIBRARY SERVCIES FOR THE COMMUNITY; BOARD MEMBER, REVIEW BUDGETS AND CASH FLOW STATEMENTS.
CRS (Client Relationship Summary) - RIA
Click below to view Paul Brian Saxton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
February 12, 2021 - Present
SAIPH CAPITAL, LLC
Office #1: 244 Everett Avenue, Wyckoff, NJ 07481RIA
CRD#: 312119
Wyckoff, NJ
Past
January 1, 2008 - February 18, 2021
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
MORRISTOWN, NJ
Past
January 1, 2008 - February 18, 2021
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
MORRISTOWN, NJ
Past
January 1, 2004 - January 1, 2008
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
MORISTOWN, NJ
Past
November 22, 2000 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
MORISTOWN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
SAIPH CAPITAL, LLC
NEVE ADVISORS, LLC | SAIPH CAPITAL, LLC
CRD#: 312119 / SEC#: 801-120196
RIA
Registered Investment Advisory firm - (1/17/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(2/24/2021)
IAR
Texas(2/12/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/9/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SC
SAIPH CAPITAL, LLC
NEVE ADVISORS, LLC | SAIPH CAPITAL, LLC
CRD#: 312119 / SEC#: 801-120196
RIA
Registered Investment Advisory firm - (1/17/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
244 Everett Avenue, Wyckoff, NJ 07481
Mailing Address
Phone number
(201) 215-0199
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 648 |
| AUM (Assets Under Management) | $ 361,442,038 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
