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CD

Christopher A. Dickinson

DICKINSON BARNUM INVESTMENT MANAGEMENT
Paragould, AR 72450
Some features on this profile are disabled
CRD#: 4275373
CD

Professional summary

Christopher Alan Dickinson, who also goes by Chris A. Dickinson, Chris Alan Dickinson, Christopher A. Dickinson, is a registered financial advisor currently at DICKINSON BARNUM INVESTMENT MANAGEMENT, LLC located in Paragould, Arkansas and PURSHE KAPLAN STERLING INVESTMENTS located in Paragould, Arkansas.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Christopher has worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Chris A. Dickinson | Chris Alan Dickinson | Christopher A. Dickinson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Alan Dickinson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 19, 2011 - Present

DICKINSON BARNUM INVESTMENT MANAGEMENT, LLC

Office #1: 1024 West Court St Suite A, Paragould, AR 72450
RIA
CRD#: 156672
Paragould, AR
Current

April 29, 2011 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 1024 West Court Street Suite A, Paragould, AR 72450
BD
CRD#: 35747
Paragould, AR
Past

June 1, 2009 - May 10, 2011

MORGAN STANLEY

RIA
CRD#: 149777
JONESBORO, AR
Past

June 1, 2009 - May 10, 2011

MORGAN STANLEY

BD
CRD#: 149777
JONESBORO, AR
Past

November 30, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
JONESBORO, AR
Past

July 27, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
JONESBORO, AR
Past

August 4, 2004 - July 31, 2007

MORGAN KEEGAN & COMPANY, LLC

BD
CRD#: 4161
JONESBORO, AR
Past

November 22, 2000 - August 4, 2004

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arkansas
(4/29/2011)
IAR
Arkansas
(5/19/2011)
RR
Missouri
(4/29/2011)
IAR
Missouri
(1/20/2017)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/20/2007
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/25/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/21/2000
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

DB
DICKINSON BARNUM INVESTMENT MANAGEMENT, LLC
DICKINSON BARNUM INVESTMENT MANAGEMENT, LLC | DICKINSON INVESTMENT MANAGEMENT

CRD#: 156672 / SEC#:

Arkansas
Registered Investment Advisory firm - (5/19/2011 Approved)
Missouri
Registered Investment Advisory firm - (1/17/2017 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1024 West Court St Suite A, Paragould, AR 72450
Mailing Address
Phone number
(870) 240-8080
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts622
AUM (Assets Under Management)$ 69,912,500

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DICKINSON BARNUM INVESTMENT MANAGEMENT, LLC

CRD#: 156672Paragould, AR 72450

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