MM
Michael J. Morrongiello
CANTOR FITZGERALD & CO.
New York, NY 10022
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CRD#: 4275337
MM
Professional summary
Michael Joseph Morrongiello is a registered financial professional currently at CANTOR FITZGERALD & CO. located in New York, New York and CF SECURED, LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2000. Michael has worked at 9 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Michael Joseph Morrongiello's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 19, 2021 - Present
CANTOR FITZGERALD & CO.
Office #1: 110 East 59th Street 4th Floor, New York, NY, 10022BD
CRD#: 134
New York, NY
Current
June 11, 2021 - Present
CF SECURED, LLC
Office #1: 110 East 59th Street 4th Floor, New York, NY 10022BD
CRD#: 285841
New York, NY
Past
March 13, 2019 - December 15, 2020
MIRAE ASSET SECURITIES (USA) INC.
BD
CRD#: 30679
NEW YORK, NY
Past
September 19, 2018 - April 8, 2019
RISE FINANCIAL SERVICES, LLC
BD
CRD#: 146103
NEW YORK, NY
Past
September 9, 2013 - March 2, 2018
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
NEW YORK, NY
Past
July 5, 2005 - September 24, 2013
CREDIT SUISSE SECURITIES (USA) LLC
BD
CRD#: 816
NEW YORK, NY
Past
August 2, 2004 - July 8, 2005
NOMURA SECURITIES INTERNATIONAL, INC.
BD
CRD#: 4297
NEW YORK, NY
Past
November 21, 2001 - August 18, 2004
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
BD
CRD#: 3466
NEW YORK, NY
Past
February 1, 2001 - August 18, 2004
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
Past
November 14, 2000 - March 7, 2001
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
BD
CRD#: 3466
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/30/2021)
RR
Alaska(6/30/2021)
RR
Arizona(6/30/2021)
RR
Arkansas(6/30/2021)
RR
California(6/30/2021)
RR
Colorado(6/30/2021)
RR
Connecticut(6/30/2021)
RR
Delaware(6/30/2021)
RR
District of Columbia(6/30/2021)
RR
Florida(6/30/2021)
RR
Georgia(6/30/2021)
RR
Hawaii(6/30/2021)
RR
Idaho(6/30/2021)
RR
Illinois(6/30/2021)
RR
Iowa(6/30/2021)
RR
Kansas(6/30/2021)
RR
Kentucky(6/30/2021)
RR
Louisiana(6/30/2021)
RR
Maine(6/30/2021)
RR
Maryland(6/30/2021)
RR
Massachusetts(6/30/2021)
RR
Michigan(6/30/2021)
RR
Minnesota(6/30/2021)
RR
Mississippi(6/30/2021)
RR
Missouri(6/30/2021)
RR
Montana(6/30/2021)
RR
Nebraska(6/30/2021)
RR
New Hampshire(6/30/2021)
RR
New Jersey(6/30/2021)
RR
New Mexico(6/30/2021)
RR
New York(4/19/2021)
RR
North Carolina(6/30/2021)
RR
North Dakota(6/30/2021)
RR
Ohio(6/30/2021)
RR
Oklahoma(6/30/2021)
RR
Oregon(6/30/2021)
RR
Pennsylvania(6/30/2021)
RR
Puerto Rico(6/30/2021)
RR
Rhode Island(6/30/2021)
RR
South Carolina(6/30/2021)
RR
South Dakota(6/30/2021)
RR
Tennessee(6/30/2021)
RR
Texas(6/30/2021)
RR
Utah(6/30/2021)
RR
Vermont(6/30/2021)
RR
Virginia(6/30/2021)
RR
Washington(6/30/2021)
RR
West Virginia(6/30/2021)
RR
Wisconsin(6/30/2021)
RR
Wyoming(6/30/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 11/5/2004
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
CS
CF SECURED, LLC
CANTOR FITZGERALD SECURED, LLC | CF SECURED, LLC | CANTOR PRIME SERVICES
CRD#: 285841 / SEC#: , 8-69863
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
110 East 59th Street 4th Floor, New York, NY 10022
Mailing Address
110 East 59th Street 4th Floor, New York, NY 10022
Phone number
(212) 915-1000
Established
Delaware since 09/16/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CF SECURED HOLDINGS, LLC | SOLE MEMBER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| BANDELIER, PASCAL DANIEL | CO-CHIEF EXECUTIVE OFFIER/GLOBAL HEAD OF EQUITIES | 4424051 |
| SALINAS, DANNY | CHIEF FINANCIAL OFFICER | 6184109 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | 2380166 |
| WALL, CHRISTIAN DOUGLAS | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME | 2751397 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
