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Fabio Martirani

INTESA SANPAOLO IMI SECURITIES
NEW YORK, NY 10004
Some features on this profile are disabled
CRD#: 4275186
FM

Professional summary

Fabio Martirani, who also goes by Fabio Martirani Mr, Fabio Martirani, is a registered financial professional currently at INTESA SANPAOLO IMI SECURITIES CORP. located in New York, New York.

Fabio is registered as a RR (Registered Representative) and started their career in finance in 2000. Fabio has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Fabio Martirani Mr | Fabio Martirani

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
*551087 - Fab Distributions Ltd ; Investment related - Yes ; London , United Kingdom; Wholesale/Distribution ; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent) ; 8/2015 ; During business hours : 0 ; After business hours : 0 ; Investment Decisions/Advice

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Fabio Martirani's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 5, 2023 - Present

INTESA SANPAOLO IMI SECURITIES CORP.

Office #1: 1 William Street, New York, NY 10004
BD
CRD#: 19418
NEW YORK, NY
Past

April 22, 2022 - August 24, 2023

MORGAN STANLEY

RIA
CRD#: 149777
Los Angeles, CA
Past

April 22, 2022 - August 24, 2023

MORGAN STANLEY

BD
CRD#: 149777
Los Angeles, CA
Past

November 18, 2021 - April 28, 2022

PGIM INVESTMENTS LLC

RIA
CRD#: 105670
Springfield, MO
Past

November 17, 2021 - April 28, 2022

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

BD
CRD#: 18353
NEWARK, NJ
Past

May 13, 2020 - October 8, 2021

EDWARD JONES

RIA
CRD#: 250
SPRINGFIELD, MO
Past

April 13, 2020 - October 8, 2021

EDWARD JONES

BD
CRD#: 250
SPRINGFIELD, MO
Past

February 26, 2019 - January 23, 2020

THE ULTIMA GLOBAL MARKETS (USA), INC.

BD
CRD#: 47895
NEW YORK, NY
Past

July 12, 2017 - November 15, 2017

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY
Past

September 22, 2009 - September 29, 2015

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY
Past

October 13, 2000 - March 30, 2009

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Missouri
(12/5/2023)
RR
New York
(12/5/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/11/2020
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 11/2/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 11/15/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 10/18/2000
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 10/12/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/1/2025
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

IS
INTESA SANPAOLO IMI SECURITIES CORP.
BANCA IMI SECURITIES CORP. | INTESA SANPAOLO IMI SECURITIES CORP. | IMI SECURITIES CORPORATION | EURAM SECURITIES CORPORATION

CRD#: 19418 / SEC#: , 8-37444

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1 William Street, New York, NY 10004
Mailing Address
1 William Street, New York, NY 10004
Phone number
(212) 326-1100
Established
Delaware since 12/01/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
IMI CAPITAL MARKETS USA CORPORATIONSOLE SHAREHOLDER
AMOROSO, PAOLO GLAUCOCORPORATE SECRETARY7870609
BURIOLI, NOVELLADIRECTOR7874990
DIBELLA, VINCENTCHIEF FINANCIAL OFFICER/ TREASURER2587408
LUCCHINI, STEFANODIRECTOR7889772
MARRAS, STEFANOCEO/DIRECTOR7322813
PARISI, RICHARD ANTHONYCHIEF OPERATIONS OFFICER4668388
RUIZ, JEFFREY ACHIEF COMPLIANCE OFFICER2562825
SEGNI, LAURADIRECTOR7890924

Disclosures

Regulatory Event11
Criminal1
Civil Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INTESA SANPAOLO IMI SECURITIES CORP.

CRD#: 19418New York, NY 10004

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