Ricardo A. Morales Feliciano
Professional summary
Ricardo Antonio Morales Feliciano, who also goes by Ricardo Antonio Morales, is a registered financial professional currently at INSIGNEO SECURITIES, LLC located in San Juan, .
Ricardo is registered as a RR (Registered Representative) and started their career in finance in 2000. Ricardo has worked at 6 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 3, Series 55, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ricardo Antonio Morales Feliciano's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 29, 2022 - Present
INSIGNEO SECURITIES, LLC
Office #1: 235 Federico Costa St. Parque Las Americas, Suite 101, San Juan, PR 00918April 13, 2016 - December 4, 2024
INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC
April 17, 2015 - September 25, 2015
POPULAR SECURITIES, LLC
September 16, 2008 - September 25, 2015
POPULAR SECURITIES, LLC
August 9, 2006 - September 30, 2008
INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC
April 19, 2004 - January 31, 2006
J.P. MORGAN SECURITIES LLC
May 1, 2001 - March 24, 2004
J.P. MORGAN SECURITIES INC.
November 21, 2000 - May 1, 2001
JPMSI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/4/2024)
(8/29/2022)
(12/4/2024)
(8/29/2022)
(8/29/2022)
(11/4/2024)
(8/29/2022)
(8/29/2022)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 55
Date: 1/20/2005
Limited Representative-Equity Trader ExamFINRA
Current Firm
INSIGNEO SECURITIES, LLC
CRD#: 29249 / SEC#: , 8-44166
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INSIGNEO FINANCIAL GROUP LLC | MEMBER - CLASS A | |
| INSIGNEO PUERTO RICO PARTNERSHIP HOLDINGS LLC | MEMBER - CLASS B | |
| INSIGNEO SECURITIES PARTNERSHIP HOLDINGS LLC | MEMBER - CLASS B | |
| ARANA LANDAETA, MARIELA CECILIA | HEAD OF CLIENT EXPERIENCE | 4830220 |
| ARNETT, GEORGE WASHINGTON III | GENERAL COUNSEL AND DIRECTOR | 1057806 |
| AVERETT, MICHAEL ROBERT | CHIEF REVENUE OFFICER | 5311774 |
| CANINO QUINONES, LIZMARI | HEAD OF SALES SUPERVISION | 6007866 |
| CAULFIELD, JUSTIN PAUL SR | CHIEF COMPLIANCE OFFICER | 5699024 |
| CEDENO, CLAUDIA | BSA | AML OFFICER | 5235772 |
| CHUANG, ERIC C | REGULATORY AFFAIRS OFFICER | 3215724 |
| EFFIO, TAMARIND | BUSINESS DEVELOPMENT OFFICER | 7255243 |
| HENRIQUEZ, RAUL JR | CHAIRMAN OF THE BOARD | 1647412 |
| NUNEZ, FRANCISCO | DIRECTOR | 8017439 |
| POLEMENI PEREZ, MONICA | PRINCIPAL OPERATIONS OFFICER | 4130068 |
| RIESGO, AHMED | CHIEF INVESTMENT OFFICER | 5020318 |
| RIVERA CRUZ, MIGUEL ANGEL | CHIEF ACCOUNTING OFFICER / PRINCIPAL FINANCIAL OFFICER | 3255902 |
| RIVERO, JAVIER | PRESIDENT, CHIEF OPERATING OFFICER AND DIRECTOR | 4498023 |
| WATSON, CHRISTIAN PIERCE | HEAD OF TRADING | 4917370 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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