PJ
Paul G. Jarvis
CETERA INVESTMENT ADVISERS LLC
CENTENNIAL, CO 80112
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CRD#: 4274845
PJ
Professional summary
Paul Gerard Jarvis is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Centennial, Colorado and CETERA WEALTH SERVICES, LLC located in Centennial, Colorado.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Paul has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Affordable Tax Prep & Planning Inc. 6545 West 44th Avenue Wheat Ridge CO 80033 Tax Preparation/Accounting President 9/1/2002 135hrs~95hrs Provide Tax Preparation to clients while managing the daily operations of the business. 2) Simon Davis 730 17th St Unit 107 Denver CO 80202 Insurance Agent Other 7/25/2016 2hrs~2hrs writing Term Policies. 3) PAUL JARVIS POSITION: Owner/Sole Proprietor NATURE: Rental Property Owner/Management INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2002 ADDRESS: 5319 E Davies Dr, Centennial CO 80122, United States DESCRIPTION: Own and manage two rental properties (residential). 4) MAMMOTH ADVENTURES POSITION: Partner NATURE: This is a Rental Real Estate activity, Much like my other Rental Activities previously disclosed. This Rental Activity is a Partnership with only two Partners, Myself and My Girlfriend. It is basically a Vacation Rental in The Black Hills of South Dakota. We have hired a Rental Manager to take care of the Day to day operations. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2024 ADDRESS: 5319 E Davies Dr, Centennial CO 80122, United States DESCRIPTION: The only responsibilities I have are Preparing the Taxes. I spend less than an Hour a week on this activity.
CRS (Client Relationship Summary) - RIA
Click below to view Paul Gerard Jarvis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 13275 E Fremont Pl Suite 280, Centennial, CO 80112RIA
CRD#: 105644
CENTENNIAL, CO
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 13275 E Fremont Pl Suite 280, Centennial, CO 80112BD
CRD#: 13572
Centennial, CO
Past
October 4, 2012 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Centennial, CO
Past
October 4, 2012 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Centennial, CO
Past
October 15, 2001 - November 2, 2012
ASSET & FINANCIAL PLANNING, LTD
RIA
CRD#: 110709
WHEATRIDGE, CO
Past
January 18, 2001 - November 1, 2012
PRIME CAPITAL SERVICES, INC.
BD
CRD#: 18334
WHEATRIDGE, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(9/5/2025)
IAR
Colorado(9/5/2025)
RR
New Jersey(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
