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ML

Michael E. Leverone

GENERAL WELLINGTON CAPITAL LLC
New York, NY 10017
Some features on this profile are disabled
CRD#: 4273989
ML

Professional summary

Michael Edward Leverone is a registered financial professional currently at GENERAL WELLINGTON CAPITAL LLC located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2001. Michael has worked at 5 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Edward Leverone's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 1, 2019 - Present

GENERAL WELLINGTON CAPITAL LLC

Office #1: 295 Madison Avenue 43rd Floor, New York, NY, 10017
BD
CRD#: 282139
New York, NY
Past

March 19, 2012 - November 1, 2019

SILVER LEAF PARTNERS, LLC

BD
CRD#: 126694
NEW YORK, NY
Past

February 24, 2012 - March 7, 2012

CATO CAPITAL, LLC

BD
CRD#: 133142
NY, NY
Past

June 17, 2005 - February 21, 2012

HEDGE FUND CAPITAL PARTNERS, LLC

BD
CRD#: 113326
NEW YORK, NY
Past

March 7, 2001 - November 19, 2001

DELAWARE DISTRIBUTORS, L.P.

BD
CRD#: 14232
PHILADELPHIA, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(6/1/2023)
RR
New York
(11/1/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 6/28/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 5/15/2015
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 6/16/2005
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

GW
GENERAL WELLINGTON CAPITAL LLC
GENERAL WELLINGTON CAPITAL LLC

CRD#: 282139 / SEC#: , 8-69705

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
295 Madison Avenue 43rd Floor, New York, NY, 10017
Mailing Address
295 Madison Avenue 43rd Floor, New York, NY, 10017
Phone number
(212) 803-7150
Established
New York since 11/06/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MCLANE, MICHAEL COLINCEO, COO, MD4461016
MEEHAN, KEVIN PATRICKCCO, FINOP4652695

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GENERAL WELLINGTON CAPITAL LLC

CRD#: 282139New York, NY 10017

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