Robert Mclean
Professional summary
Robert Mclean, who also goes by Rob Mclean, Robert D Mclean, is a registered financial professional currently at ICE BONDS SECURITIES CORPORATION located in New York, New York and ICE SECURITIES EXECUTION & CLEARING, LLC located in New York, New York.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2001. Robert has worked at 8 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Mclean's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 22, 2017 - Present
ICE BONDS SECURITIES CORPORATION
Office #1: 1345 Avenue Of The Americas 8th Floor, New York, NY 10105Office #2: 1311 Mamaroneck Avenue 3rd Floor, White Plains, NY 10605June 17, 2019 - Present
ICE SECURITIES EXECUTION & CLEARING, LLC
Office #1: 1345 6th Avenue 8th Floor, New York, NY 10105March 27, 2020 - June 3, 2020
TMC BONDS L.L.C.
June 1, 2009 - January 13, 2017
MORGAN STANLEY
June 11, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
February 9, 2005 - July 3, 2007
NEUBERGER BERMAN BD LLC
January 3, 2003 - August 23, 2004
OPPENHEIMER & CO. INC.
November 1, 2001 - January 3, 2003
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ICE SECURITIES EXECUTION & CLEARING, LLC
CRD#: 299634 / SEC#: , 8-70258
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
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