Jeffrey S. Nelson
Professional summary
Jeffrey Scott Nelson, who also goes by Jeffrey S Nelson, is a registered financial professional currently at TD SECURITIES (USA) LLC located in New York, New York.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2000. Jeffrey has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Scott Nelson's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 16, 2011 - Present
TD SECURITIES (USA) LLC
Office #1: One Vanderbilt Avenue, New York, NY 10017July 26, 2010 - September 20, 2010
FIDELITY BROKERAGE SERVICES LLC
June 22, 2007 - October 16, 2008
J.P. MORGAN SECURITIES LLC
June 3, 2005 - June 21, 2007
CITIGROUP GLOBAL MARKETS INC.
November 27, 2000 - May 13, 2005
PRIME CAPITAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/12/2011)
Exams
FINRA
Nasdaq Stock Market
Current Firm
TD SECURITIES (USA) LLC
CRD#: 18476 / SEC#: , 8-36747
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | PARENT | |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| JENKINS, CHRISTINE J | FINANCIAL & OPERATIONS PRINCIPAL | 4911933 |
| ORTIZ, JORGE LUIS | CHIEF FINANCIAL OFFICER | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
Disclosures
| Regulatory Event | 20 |
| Criminal | 1 |
Red Flags
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