Tamara W. Kinney

HEFFERNAN ADVISORY

Flagstaff, AZ 86001

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CRD#: 4272821

Professional summary

Tamara Wolfe Kinney, who also goes by Tammy L Wolfe, Tammy L. Wolfe, is a registered financial advisor currently at HEFFERNAN ADVISORY, INC. located in Flagstaff, Arizona and GENEOS WEALTH MANAGEMENT, INC. located in Flagstaff, Arizona.

Tamara is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Tamara has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tammy L Wolfe | Tammy L. Wolfe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) WORKS AS A REGISTERED ASSISTANT UNDER ASCENDANT FINANCIAL SOLUTIONS LOCATED AT BRANCH LOCATION. 2) DIAMOND CROSS LLC-OWNER. 3) NOTARY PUBLIC. 4) HEFFERNAN INSURANCE BROKERS-EMPLOYEE. 5) RENTAL PROPERTY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tamara Wolfe Kinney's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 27, 2008 - Present

HEFFERNAN ADVISORY, INC.

Office #1: 809 W. Riordan Suite 104, Flagstaff, AZ 86001

RIA

CRD#: 116771

Flagstaff, AZ

Current

August 16, 2004 - Present

GENEOS WEALTH MANAGEMENT, INC.

Office #1: 809 W Riordan Suite #104, Flagstaff, AZ 86001

RIA

CRD#: 120894

Flagstaff, AZ

Past

April 29, 2008 - April 30, 2008

GENEOS WEALTH MANAGEMENT, INC.

RIA

CRD#: 120894

FLAGSTAFF, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HEFFERNAN ADVISORY, INC.

ASCENDANT FINANCIAL SOLUTIONS, INC. | NORTHERN ARIZONA ASSET MANAGEMENT, INC. | HEFFERNAN FINANCIAL | HEFFERNAN ADVISORY, INC.

CRD#: 116771 / SEC#: 801-67175

RIA

Registered Investment Advisory firm - (9/19/2006 Approved)

Arizona

Registered Investment Advisory firm - (10/2/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(4/29/2008)

IAR

Arizona
(5/27/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/21/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/13/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/13/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/22/2004

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

HEFFERNAN ADVISORY, INC.

ASCENDANT FINANCIAL SOLUTIONS, INC. | NORTHERN ARIZONA ASSET MANAGEMENT, INC. | HEFFERNAN FINANCIAL | HEFFERNAN ADVISORY, INC.

CRD#: 116771 / SEC#: 801-67175

RIA

Registered Investment Advisory firm - (9/19/2006 Approved)

Arizona

Registered Investment Advisory firm - (10/2/2006 Terminated)

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Contact information

Main Address

809 W. Riordan Road Suite 104, Flagstaff, AZ 86001

Mailing Address

Phone number

(928) 774-9598

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (12/1/2025)

Regulatory assets under management

Total Number of Accounts	599
AUM (Assets Under Management)	$ 315,874,872

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Tamara W. Kinney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tamara Wolfe Kinney's CRS (Customer Relationship Summary).

Certified licenses

Experience

GENEOS WEALTH MANAGEMENT, INC.

GENEOS WEALTH MANAGEMENT, INC.

Primary Firm SEC Registration

HEFFERNAN ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/21/2008

Series 63

Date: 8/13/2004

SIE

Date: 10/1/2018

Series 7

Date: 8/13/2004

Series 24

Date: 9/22/2004

FINRA

Current Firm

HEFFERNAN ADVISORY, INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HEFFERNAN ADVISORY, INC.

TRUST BUT VERIFY

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