JN
Jeffrey R. Norton
STRATEGIC ADVISERS LLC
PLYMOUTH, MA
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CRD#: 4272700
JN
Professional summary
Jeffrey Richard Norton, CIMA®, who also goes by Jeffrey Richard Norton Mr, Jeffrey Norton, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Plymouth, Massachusetts and FIDELITY BROKERAGE SERVICES LLC located in Boston, Massachusetts.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Jeffrey has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeffrey Richard Norton Mr | Jeffrey Norton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Richard Norton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 155 Congress St, Boston, MA 02110RIA
CRD#: 104555
PLYMOUTH, MA
Current
June 28, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 155 Congress St, Boston, MA 02110BD
CRD#: 7784
BOSTON, MA
Past
December 13, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
BURLINGTON, MA
Past
January 14, 2020 - June 24, 2021
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
BD
CRD#: 28262
BOSTON, MA
Past
May 15, 2013 - October 1, 2018
EATON VANCE DISTRIBUTORS, INC.
BD
CRD#: 37731
BOSTON, MA
Past
September 17, 2012 - May 13, 2013
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
BD
CRD#: 840
BOSTON, MA
Past
September 11, 2008 - August 24, 2012
NATIXIS DISTRIBUTION, LLC
BD
CRD#: 34754
BOSTON, MA
Past
February 29, 2008 - September 17, 2008
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
BD
CRD#: 37819
SIMSBURY, CT
Past
October 13, 2000 - February 29, 2008
MFS FUND DISTRIBUTORS, INC.
BD
CRD#: 31052
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/27/2021)
RR
Alaska(7/27/2021)
RR
Arizona(7/27/2021)
RR
Arkansas(7/27/2021)
RR
California(7/27/2021)
RR
Colorado(7/27/2021)
RR
Connecticut(7/27/2021)
RR
Delaware(7/27/2021)
RR
District of Columbia(7/27/2021)
RR
Florida(7/27/2021)
RR
Georgia(7/27/2021)
RR
Hawaii(7/27/2021)
RR
Idaho(7/27/2021)
RR
Illinois(7/27/2021)
RR
Indiana(7/27/2021)
RR
Iowa(7/27/2021)
RR
Kansas(7/27/2021)
RR
Kentucky(7/27/2021)
RR
Louisiana(7/27/2021)
RR
Maine(7/27/2021)
RR
Maryland(7/27/2021)
RR
Massachusetts(6/28/2021)
IAR
Massachusetts(3/31/2025)
RR
Michigan(7/27/2021)
RR
Minnesota(7/27/2021)
RR
Mississippi(7/27/2021)
RR
Missouri(7/27/2021)
RR
Montana(7/27/2021)
RR
Nebraska(7/27/2021)
RR
Nevada(7/27/2021)
RR
New Hampshire(7/27/2021)
RR
New Jersey(7/27/2021)
RR
New Mexico(7/27/2021)
RR
New York(7/27/2021)
RR
North Carolina(7/27/2021)
RR
North Dakota(7/27/2021)
RR
Ohio(7/28/2021)
RR
Oklahoma(7/27/2021)
RR
Oregon(7/27/2021)
RR
Pennsylvania(7/27/2021)
RR
Puerto Rico(7/27/2021)
RR
Rhode Island(7/27/2021)
RR
South Carolina(7/27/2021)
RR
South Dakota(7/27/2021)
RR
Tennessee(7/27/2021)
RR
Texas(7/27/2021)
IAR
Texas(3/31/2025)
RR
Utah(7/27/2021)
RR
Vermont(7/27/2021)
RR
Virginia(7/27/2021)
RR
Washington(7/27/2021)
RR
West Virginia(7/27/2021)
RR
Wisconsin(7/27/2021)
RR
Wyoming(7/27/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
