Andres Juarez
Professional summary
Andres Juarez is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Anaheim, California.
Andres is registered as a RR (Registered Representative) and started their career in finance in 2000. Andres has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andres Juarez's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 3, 2011 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 721 N Anaheim Blvd, Anaheim, CA 92805-2652September 17, 2007 - February 16, 2011
ALLSTATE FINANCIAL SERVICES, LLC
February 28, 2006 - April 4, 2006
INDEPENDENT FINANCIAL GROUP, LLC
February 28, 2006 - April 4, 2006
INDEPENDENT FINANCIAL GROUP, LLC
September 27, 2005 - March 22, 2006
WORTHMARK FINANCIAL SERVICES, LLC
September 27, 2005 - March 22, 2006
WORTHMARK FINANCIAL SERVICES, LLC
February 5, 2003 - September 6, 2005
CITICORP INVESTMENT SERVICES
September 27, 2001 - February 5, 2003
CAL FED INVESTMENTS
November 8, 2000 - September 24, 2001
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/3/2011)
(9/6/2018)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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