MH
Michael Henein
FORESIDE FUND SERVICES
Newark, NJ 07102
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CRD#: 4271999
MH
Professional summary
Michael Henein is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Newark, New Jersey.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2001. Michael has worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 7, Series 55 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Michael Henein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2022 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 1 Gateway Center Suite 610, Newark, NJ 07102Office #2: 605 Third Avenue 43rd Floor, New York, NY 10158BD
CRD#: 46106
Newark, NJ
Past
January 29, 2013 - November 25, 2015
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
EDISON, NJ
Past
June 4, 2012 - January 4, 2013
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
NORCROSS, GA
Past
August 8, 2003 - July 21, 2004
TD AMERITRADE, INC.
BD
CRD#: 7870
OMAHA, NE
Past
January 30, 2001 - April 8, 2002
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
BD
CRD#: 3466
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/17/2023)
RR
Alaska(5/17/2023)
RR
Arizona(5/17/2023)
RR
Arkansas(5/17/2023)
RR
California(5/17/2023)
RR
Colorado(5/17/2023)
RR
Connecticut(5/17/2023)
RR
Delaware(5/17/2023)
RR
District of Columbia(5/17/2023)
RR
Florida(5/17/2023)
RR
Georgia(5/17/2023)
RR
Hawaii(5/17/2023)
RR
Idaho(5/17/2023)
RR
Illinois(5/17/2023)
RR
Indiana(5/17/2023)
RR
Iowa(5/17/2023)
RR
Kansas(5/17/2023)
RR
Kentucky(5/17/2023)
RR
Louisiana(5/17/2023)
RR
Maine(5/17/2023)
RR
Maryland(5/17/2023)
RR
Massachusetts(5/17/2023)
RR
Michigan(5/17/2023)
RR
Minnesota(5/17/2023)
RR
Mississippi(5/17/2023)
RR
Missouri(5/17/2023)
RR
Montana(5/19/2023)
RR
Nebraska(5/17/2023)
RR
Nevada(5/17/2023)
RR
New Hampshire(5/17/2023)
RR
New Jersey(11/4/2022)
RR
New Mexico(5/17/2023)
RR
New York(5/17/2023)
RR
North Carolina(5/17/2023)
RR
North Dakota(5/17/2023)
RR
Ohio(5/17/2023)
RR
Oklahoma(5/17/2023)
RR
Oregon(5/17/2023)
RR
Pennsylvania(5/17/2023)
RR
Puerto Rico(5/17/2023)
RR
Rhode Island(5/17/2023)
RR
South Carolina(5/17/2023)
RR
South Dakota(5/17/2023)
RR
Tennessee(5/17/2023)
RR
Texas(5/17/2023)
RR
Utah(5/17/2023)
RR
Vermont(5/17/2023)
RR
Virgin Islands(5/17/2023)
RR
Virginia(5/17/2023)
RR
Washington(5/17/2023)
RR
West Virginia(5/17/2023)
RR
Wisconsin(5/17/2023)
RR
Wyoming(5/17/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/1/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 3/1/2001
Limited Representative-Equity Trader ExamPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FF
FORESIDE FUND SERVICES, LLC
FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(207) 553-7110
Established
Delaware since 09/08/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
