GB
Giovanni A. Buzzetta
NFSG
MORRISTOWN, NJ 07960
Some features on this profile are disabled
CRD#: 4271805
GB
Professional summary
Giovanni Anthony Buzzetta, who also goes by John Anthony Buzzetta, is a registered financial advisor currently at NFSG CORPORATION located in Morristown, New Jersey and NEWBRIDGE SECURITIES CORPORATION located in Morristown, New Jersey.
Giovanni is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Giovanni has worked at 9 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Anthony Buzzetta
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NIC, INVESTMENT RELATED, 15 CATTANO AVE MORRISTOWN NJ 07960, INSURANCE,SALES, START DATE 04/2013, 40HOURS/MONTH DURING TRADING HOURS, SELL LIFE INSURANCE AND ANNUITIES. 2) BLACKRIVER MANAGEMENT LTD (DBA): 10/2014: INVESTMENT RELATED, 15 CATTANO AVE, MORRISTOWN NJ 07960, SECURITIES OFFERED THROUGH NEWBRIDGE SECURITIES, REGISTERED REP/BRANCH SUPERVISOR, START DATE 04/2017, 160 HOURS/MONTH DURING TRADING HOURS. 3) JDB REALTY HOLDINGS, INC: 6/2014, THIS CORPORATION HOLDS 5 COMMERCIAL WAREHOUSES IN BROOKLYN, NY. THESE ARE RENTAL PROPERTIES, PRESIDENT, NOT INVESTMENT RELATED, LESS THAN 5% OF TIME SPENT ON THIS ACTIVITY DURING REGULAR BUSINESS HOURS. 4) 103 APOLLO LLC: 6/2014, THIS CORPORATION HOLDS 2 COMMERCIAL WAREHOUSES IN BROOKLYN, NY. THESE ARE RENTAL PROPERTIES, PRESIDENT, NOT INVESTMENT RELATED, LESS THAN 5% OF TIME SPENT OF THIS ACTIVITY DURING REGULAR BUSINESS HOURS.. 5) EMPIRE REAL ESTATE SERVICES, LLC: 8/2018, MANAGEMENT OF COMMERCIAL PROPERTIES I OWN, PRESIDENT., NOT INVESTMENT RELATED, LESS THAN 5% OF TIME SPENT ON THIS ACTIVITY DURING REGULAR BUSINESS HOURS. 6) NOTARY PUBLIC: PROVIDE NOTARY SERVICES, MORRISTOWN, NJ, 2019, NOT INVESTMENT RELATED, 5% OF TIME SPENT ON THIS ACTIVITY DURING REGULAR BUSINESS HOURS. 7) CCD INSTRUCTOR - HOLY TRINITY CHURCH, HELMETTA, NJ - 09/30/2024 - ON-GOING - CATHOLIC CHURCH PROGRAM - INSTRUCTOR - CLASSES MEET EVEDRY OTHER MONDAY DURING SCHOOL YEAR, SEPT - JUN
CRS (Client Relationship Summary) - RIA
Click below to view Giovanni Anthony Buzzetta's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 10, 2017 - Present
NFSG CORPORATION
Office #1: 15 Cattano Avenue, Morristown, NJ 07960RIA
CRD#: 130814
MORRISTOWN, NJ
Current
April 6, 2017 - Present
NEWBRIDGE SECURITIES CORPORATION
Office #1: 15 Cattano Avenue Chancery Square, Morristown, NJ 07960BD
CRD#: 104065
Morristown, NJ
Past
May 18, 2015 - April 13, 2017
B. RILEY WEALTH ADVISORS, INC.
RIA
CRD#: 115927
MORRISTOWN, NJ
Past
January 17, 2013 - April 13, 2017
NATIONAL SECURITIES CORPORATION
BD
CRD#: 7569
MORRISTOWN, NJ
Past
October 14, 2011 - January 8, 2013
B. RILEY WEALTH MANAGEMENT
BD
CRD#: 2543
MORRISTOWN, NJ
Past
April 28, 2008 - October 19, 2011
NATIONAL SECURITIES CORPORATION
BD
CRD#: 7569
MORRISTOWN, NJ
Past
February 26, 2007 - April 30, 2008
JOSEPH STEVENS & CO., INC.
BD
CRD#: 35459
OLD BRIDGE, NJ
Past
June 11, 2003 - July 28, 2005
TAFFERER TRADING, LLC
BD
CRD#: 36816
NEW YORK, NY
Past
May 22, 2002 - December 20, 2002
WORLDCO, L.L.C.
BD
CRD#: 24673
NEW YORK, NY
Past
January 1, 2001 - July 9, 2001
LADENBURG CAPITAL MANAGEMENT INC.
BD
CRD#: 14623
BETHPAGE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NC
NFSG CORPORATION
NEWBRIDGE FINANCIAL SERVICES GROUP, INC. | NFSG CORPORATION | NEWBRIDGE FINANCIAL SERVICES, INC.
CRD#: 130814 / SEC#: 801-68448
RIA
Registered Investment Advisory firm - (11/6/2007 Approved)Arizona
Registered Investment Advisory firm - (11/8/2007 Terminated)California
Registered Investment Advisory firm - (11/8/2007 Terminated)Connecticut
Registered Investment Advisory firm - (11/8/2007 Terminated)Florida
Registered Investment Advisory firm - (12/12/2007 Terminated)Illinois
Registered Investment Advisory firm - (11/6/2007 Terminated)Indiana
Registered Investment Advisory firm - (11/8/2007 Terminated)Nevada
Registered Investment Advisory firm - (12/17/2007 Terminated)New Jersey
Registered Investment Advisory firm - (11/14/2007 Terminated)North Carolina
Registered Investment Advisory firm - (11/8/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/13/2007 Terminated)Tennessee
Registered Investment Advisory firm - (12/8/2007 Terminated)Texas
Registered Investment Advisory firm - (11/8/2007 Terminated)Virginia
Registered Investment Advisory firm - (11/8/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/30/2020)
RR
California(4/18/2017)
RR
Florida(4/18/2017)
RR
Maryland(7/22/2019)
RR
Massachusetts(4/18/2017)
RR
Nevada(1/2/2018)
RR
New Jersey(4/6/2017)
IAR
New Jersey(5/10/2017)
RR
New York(4/18/2017)
RR
North Carolina(4/1/2020)
RR
South Carolina(7/8/2019)
RR
Texas(4/18/2017)
IAR
Texas(1/7/2019)
RR
Washington(4/26/2017)
RR
Wisconsin(5/18/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 7/30/2002
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
NC
NFSG CORPORATION
NEWBRIDGE FINANCIAL SERVICES GROUP, INC. | NFSG CORPORATION | NEWBRIDGE FINANCIAL SERVICES, INC.
CRD#: 130814 / SEC#: 801-68448
RIA
Registered Investment Advisory firm - (11/6/2007 Approved)Arizona
Registered Investment Advisory firm - (11/8/2007 Terminated)California
Registered Investment Advisory firm - (11/8/2007 Terminated)Connecticut
Registered Investment Advisory firm - (11/8/2007 Terminated)Florida
Registered Investment Advisory firm - (12/12/2007 Terminated)Illinois
Registered Investment Advisory firm - (11/6/2007 Terminated)Indiana
Registered Investment Advisory firm - (11/8/2007 Terminated)Nevada
Registered Investment Advisory firm - (12/17/2007 Terminated)New Jersey
Registered Investment Advisory firm - (11/14/2007 Terminated)North Carolina
Registered Investment Advisory firm - (11/8/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/13/2007 Terminated)Tennessee
Registered Investment Advisory firm - (12/8/2007 Terminated)Texas
Registered Investment Advisory firm - (11/8/2007 Terminated)Virginia
Registered Investment Advisory firm - (11/8/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1200 North Federal Highway Suite 400, Boca Raton, FL 33432
Mailing Address
Phone number
(954) 334-3450
Established
Firm type
Fiscal year end
# of Employees
89
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,587 |
| AUM (Assets Under Management) | $ 813,494,847 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
