GE
Glenn J. Eckstut
ON INVESTMENT MANAGEMENT CO
South hampton, PA
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CRD#: 4271739
GE
Professional summary
Glenn Joseph Eckstut is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in South Hampton, Pennsylvania and THE O.N. EQUITY SALES COMPANY located in South Hampton, Pennsylvania.
Glenn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Glenn has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Advisors Excel IMO; not investment related; 2950 SW McClure Rd Topeka KS 66614; NON-VARIABLE life insurance and long-term care; Sales Agent; 08/01/2017-Present; 40 hours/month; 20 trading/hours; Independent Life, Disability and Long Term Care; They are an IMO in Topeka, Kansas. I am also able to do FIA's through their Annuity side. I realize that i will no longer be able to do FIA's through them.
CRS (Client Relationship Summary) - RIA
Click below to view Glenn Joseph Eckstut's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 14, 2018 - Present
ON INVESTMENT MANAGEMENT CO
RIA
CRD#: 105662
South hampton, PA
Current
March 14, 2018 - Present
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
South Hampton, PA
Past
March 21, 2017 - March 26, 2018
INNOVA WEALTH PARTNERS, LLC
RIA
CRD#: 168500
NEWTOWN, PA
Past
September 21, 2016 - March 17, 2017
KEY INVESTMENT SERVICES LLC
RIA
CRD#: 136300
EMMAUS, PA
Past
September 21, 2016 - March 17, 2017
KEY INVESTMENT SERVICES LLC
BD
CRD#: 136300
EMMAUS, PA
Past
July 9, 2013 - September 21, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
EMMAUS, PA
Past
January 10, 2013 - September 21, 2016
LPL FINANCIAL LLC
BD
CRD#: 6413
EMMAUS, PA
Past
January 9, 2012 - January 8, 2013
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
FEASTERVILLE TREVOSE, PA
Past
August 3, 2011 - December 7, 2011
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
PHILADELPHIA, PA
Past
December 20, 2007 - August 21, 2009
INVESTORS CAPITAL CORP.
BD
CRD#: 30613
HUNTINGDON VALLEY, PA
Past
June 17, 2002 - December 21, 2005
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
TREVOSE, PA
Past
July 9, 2001 - May 24, 2002
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/2/2024)
IAR
Arizona(5/24/2024)
RR
California(2/7/2024)
IAR
California(2/7/2024)
RR
Connecticut(8/27/2024)
RR
Delaware(3/14/2018)
RR
Florida(6/7/2018)
IAR
Florida(6/8/2023)
RR
Georgia(8/28/2024)
RR
Illinois(10/13/2020)
IAR
Illinois(3/31/2025)
RR
Iowa(3/22/2024)
RR
Maryland(9/1/2020)
IAR
Maryland(8/4/2022)
RR
Michigan(9/13/2024)
IAR
Michigan(9/17/2024)
RR
Mississippi(7/11/2024)
IAR
Mississippi(7/11/2024)
RR
Missouri(3/15/2024)
IAR
Missouri(3/15/2024)
IAR
New Jersey(3/14/2018)
RR
New Jersey(3/16/2018)
RR
New Mexico(10/14/2024)
RR
New York(5/6/2022)
RR
North Carolina(1/22/2025)
RR
Ohio(1/2/2025)
IAR
Ohio(9/9/2025)
RR
Pennsylvania(3/14/2018)
IAR
Pennsylvania(3/14/2018)
RR
South Carolina(8/4/2022)
RR
Tennessee(5/29/2024)
RR
Texas(8/14/2024)
IAR
Texas(8/16/2024)
RR
Virginia(2/8/2024)
IAR
Virginia(2/9/2024)
RR
Washington(3/22/2024)
IAR
Washington(8/14/2024)
RR
Wisconsin(10/9/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
