JA
Jonathan M. Agresti
TCW INVESTMENT MANAGEMENT COMPANY LLC
New York, NY 10020
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CRD#: 4271544
JA
Professional summary
Jonathan Michael Agresti is a registered financial advisor currently at TCW INVESTMENT MANAGEMENT COMPANY LLC located in New York, New York and TCW FUNDS DISTRIBUTORS LLC located in New York, New York.
Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Jonathan has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 24 and Series 30 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Michael Agresti's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 8, 2006 - Present
TCW INVESTMENT MANAGEMENT COMPANY LLC
Office #1: 1251 Ave Of The Americas Suite 4700, New York, NY 10020RIA
CRD#: 106546
New York, NY
Current
August 1, 2006 - Present
TCW FUNDS DISTRIBUTORS LLC
Office #1: 1251 Avenue Of The Americas Suite 4700, New York, NY 10020BD
CRD#: 16670
NEW YORK, NY
Past
November 21, 2000 - April 6, 2006
BLACKROCK INVESTMENTS, LLC
BD
CRD#: 38642
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
TCW INVESTMENT MANAGEMENT COMPANY LLC
TCW INVESTMENT MANAGEMENT CO | TCW INVESTMENT MANAGEMENT COMPANY LLC
CRD#: 106546 / SEC#: 801-29075
RIA
Registered Investment Advisory firm - (2/18/1987 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alabama(1/1/2007)
IAR
Alaska(1/1/2007)
IAR
Arizona(1/19/2007)
IAR
Arkansas(1/1/2007)
IAR
California(9/8/2006)
IAR
Colorado(1/1/2007)
IAR
Connecticut(9/12/2006)
IAR
Delaware(9/11/2006)
IAR
District of Columbia(2/2/2007)
IAR
Florida(1/22/2007)
IAR
Georgia(9/21/2006)
IAR
Hawaii(1/1/2007)
IAR
Idaho(9/8/2006)
IAR
Illinois(9/11/2006)
RR
Illinois(10/24/2006)
IAR
Indiana(1/1/2007)
IAR
Iowa(1/18/2007)
IAR
Kansas(1/1/2007)
IAR
Kentucky(1/1/2007)
IAR
Louisiana(9/11/2006)
IAR
Maryland(1/1/2007)
IAR
Massachusetts(1/3/2007)
IAR
Mississippi(1/1/2007)
IAR
Missouri(1/1/2007)
RR
Missouri(11/29/2012)
IAR
Montana(1/3/2007)
IAR
Nebraska(1/5/2007)
IAR
Nevada(10/4/2006)
IAR
New Hampshire(1/1/2007)
IAR
New Jersey(1/1/2007)
RR
New Jersey(11/29/2012)
IAR
New Mexico(1/4/2007)
RR
New York(8/1/2006)
IAR
North Carolina(1/1/2007)
RR
North Carolina(6/4/2014)
IAR
North Dakota(1/9/2007)
IAR
Ohio(9/12/2006)
RR
Ohio(11/23/2009)
IAR
Oklahoma(9/12/2006)
IAR
Oregon(1/1/2007)
IAR
Pennsylvania(9/11/2006)
RR
Pennsylvania(11/29/2012)
IAR
Puerto Rico(9/14/2006)
IAR
Rhode Island(1/1/2007)
IAR
South Carolina(1/4/2007)
IAR
South Dakota(1/3/2007)
IAR
Texas(9/8/2006)
IAR
Utah(1/8/2007)
IAR
Virginia(1/1/2007)
IAR
Washington(9/11/2006)
IAR
West Virginia(1/3/2007)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TI
TCW INVESTMENT MANAGEMENT COMPANY LLC
TCW INVESTMENT MANAGEMENT CO | TCW INVESTMENT MANAGEMENT COMPANY LLC
CRD#: 106546 / SEC#: 801-29075
RIA
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Contact information
Main Address
515 South Flower Street, Los Angeles, CA 90071
Mailing Address
Phone number
(213) 244-0000
Established
Firm type
Fiscal year end
# of Employees
419
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,758 |
| AUM (Assets Under Management) | $ 40,149,916,771 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
