Rohan Handa
Professional summary
Rohan Handa, who also goes by Ron Handa, Rohan Hawda, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Rego Park, New York and NYLIFE SECURITIES LLC located in Rego Park, New York.
Rohan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Rohan has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Rohan Handa's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 23, 2013 - Present
EAGLE STRATEGIES LLC
Office #1: New York Life Ins Co 95-25 Queens Blvd 4th Floor, Rego Park, NY, 11374January 18, 2001 - Present
NYLIFE SECURITIES LLC
Office #1: 97-77 Queens Blvd. 10th Fl, Rego Park, NY 11374Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/2/2015)
(6/5/2015)
(8/3/2021)
Exams
FINRA
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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