Lawrence S. Witt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Sampson Witt, who also goes by Lawrence S Witt, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 2001. Lawrence had worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 16, 2011 - August 16, 2012
AMERICAN ASSETS INVESTMENT MANAGEMENT, LLC
April 10, 2001 - September 11, 2002
MORGAN STANLEY & CO. LLC
Primary Firm SEC Registration
AMERICAN ASSETS INVESTMENT MANAGEMENT, LLC
CRD#: 131660 / SEC#: 801-65209
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN ASSETS INVESTMENT MANAGEMENT, LLC
CRD#: 131660 / SEC#: 801-65209
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 11 |
| AUM (Assets Under Management) | $ 4,896,842,782 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
